PROJECT BRIEF
1. IDENTIFIERS
PROJECT NUMBER:


PIMS: 0096 UNDP: RAF00G31




PROJECT NAME:
Regional (Angola, Namibia, South Africa):
Implementation of the Strategic Action
Program (SAP) Toward Achievement of the
Integrated Management of the Benguela
Current Large Marine Ecosystem (LME)
PROJECT DURATION:
5
Years
IMPLEMENTING AGENCY:

United Nations Development Program (UNDP)
EXECUTING AGENCY:

UNOPS

REQUESTING COUNTRIES:

Republics of Angola, Namibia, and South Africa
ELIGIBILITY:

Eligible under para. 9(b) of GEF Instrument


GEF FOCAL AREA:
International
Waters
GEF PROGRAMMING FRAMEWORK:
OP#8: Waterbody-Based Operational Program
2. SUMMARY
The long-term objective of the project is to undertake the array of priority measures identified in
the Transboundary Diagnostic Analysis (TDA) and the Strategic Action program (SAP), in
conjunction with the ongoing activities of the participating countries, donors, regional
organizations, private industry, NGOs, and other affected interests to bring about the integrated,
sustainable management of the Benguela Current Large Marine Ecosystem (BCLME). Major
outputs will include provision of effective inter and intra project coordination and support
through establishment of a Program Coordination Unit (PCU), and the identification and
provision of resources for a Lead Agency in each of the participating countries. The project
makes provision for the transfer of increasing amounts of responsibility and ownership of project
activities as implementation proceeds. Other major project outputs include creation of the
necessary mechanisms for, and steps to be undertaken to effect the sustainable management and
use of the resources of the BCLME; assessment of environmental variability, ecosystem impacts,
and improvement of predictability, preliminary steps to maintain BCLME ecosystem health and
effectively control of pollution; and support to recruit new, additional donors and increase the
level of co-finance during the life of the project and increased funding for the post-project
programs and activities of the newly created Benguela Current Commission (BCC). The creation
of the BCC, which must be negotiated among the participating countries, and immediate creation
of the Interim Benguela Current Commission (IBCC), are highlights of the country-prepared and
endorsed SAP. Seven Ministers from the three countries, representing the essential ministries
relevant to the project activities and future work in the BCLME, have formally signed the SAP.
At the substantive level, special emphasis in this project is being given to effecting the sustainable
management and use of the resources of the BCLME and on assessment of environmental
variability, ecosystem impacts, and improvement of predictability of system dynamics. Outputs
and activities related to pollution and the coastal zone, issues whose transboundary impacts are
limited at this point but likely to grow in future, are modest in nature but deemed critical to
include as they sustain the broad level of interministerial participation that has characterized
country efforts to date. Including a limited number of pollution and coastal zone activities is also
necessary to the project objective of taking an integrated approach to the BCLME.

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3. COSTS AND FINANCING (MILLIONS US $):
GEF
Financing:
Project: 13.995
PDF-B:



.344
Project
Support
Costs:


1.119
Sub-total
GEF: 15.458
Co-financing:
National
Governments1
15.627
Private Industry2


.800
DANCED



.040
BENEFIT3


6.278
SADC




.232
Port Authorities


.473




Sub-total,
Co-financing: 23.450
Total
Project
Cost:
38.908


Baseline (Million US $):


343.614

5. GEF
OPERATIONAL FOCAL POINT ENDORSEMENTS:

See Annex 3

6. IA
CONTACT:
Ms. Maryam Niamir-Fuller
UNDP
DC 1 Building
Rm. DC1 - 2386
304 E. 45th Street
New York, NY 10017
Tel. (212) 906-5560
Fax. (212) 906-6563
e-mail: maryam.niamir-fuller@undp.org



1 Includes cash contributions of US$ 5,152,000 and In-kind contributions of US$ 10,475,438.
2 Includes contributions from the diamond mining and oil industries.
3 Includes funding to BENEFIT from National Governments, NORAD and the NORAD Nansen
Programme, ICEIDA, FAO, GTZ, DFID, IRD, AWB, and the World Bank.

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ACRONYMS
APR
Annual Project Review
ADB
African Development Bank
BCC
Benguela Current Commission
BCLME
Benguela Current Large Marine Ecosystem
BENEFIT
Benguela Environment Fisheries Interaction and Training
CO2
Carbon Dioxide
CTA
Chief Technical Advisor
DANCED
Danish Cooperation for Environment and Development
EEZ
Exclusive Economic Zone
ENVIFISH
Environmental Conditions and Fluctuations in Distribution of Small
Pelagic Fish Stocks (Programme)
FAO
Food and Agriculture Organization of the United Nations
GDP
Gross Domestic Product
GEF
Global Environment Facility
GLOBEC
Global Ocean Ecosystems Dynamics
GOOS
Global Ocean Observing System
GTZ
(Deutsche) Gesellschaft fur Technische Zusammenarbeit
HAB
Harmful Algal Bloom
H2S Hydrogen
Sulfide
IBCC
Interim Benguela Current Commission
IC
Incremental Cost as defined by the GEF
ICSEAF
International Commission for the South East Atlantic Fisheries
IW International
Waters
LEARN
Learning Exchange and Resource Network
LME
Large Marine Ecosystem
MARPOL
International Convention for the Control of Pollution by Ships
M&E
Monitoring and Evaluation
NGO Non-Governmental
Organization
NORAD
Norwegian Agency for Development and Cooperation
PDF-B
Project Development Facility of the GEF
OP
GEF Operational Program
PCU
Program Coordination Unit
PIR
Project Implementation Review
PIRATA
Pilot Research Moored Array in the Tropical Atlantic
PSC
Project Steering Committee
PPER
Project Performance and Evaluation Review
PSC
Project Steering Committee
SADC
Southern African Development Community
SAP
GEF Strategic Action Program
SEAFO
Southeast Atlantic Fisheries Organization
SONANGOL
Sociedade Nacional de Combustiveis de Angola
SPACC
Small Pelagic Fish and Climate Change
STAP
GEF Scientific and Technical Advisory Panel
TDA
Transboundary Diagnostic Analysis
TPR Tri-Partite
Review
UNDP
United Nations Development Program
UNEP
United Nations Environment Program
WB
The World Bank

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I. Background And Context (Baseline Course Of Action)

Introduction

1.
The Benguela Current Large Marine Ecosystem (BCLME) is situated along the coast of south
western Africa, stretching from east of the Cape of Good Hope in the south, equatorwards to the Angola
Front which is situated near the northern geopolitical boundary of Angola (see Fig.1). It is one of the four
major coastal upwelling ecosystems of the world which lie at the eastern boundaries of the oceans. Like
the Humboldt, California and Canary systems, the Benguela is an important center of marine biodiversity
and marine food production. The BCLME's distinctive bathymetry, hydrography, chemistry and
trophodynamics combine to make it one of the most productive ocean areas in the world, with a mean
annual primary productivity of 1.25 grams of carbon per square metre per year - about six times higher
than the North Sea ecosystem. This high level of primary productivity of the BCLME supports an
important global reservoir of biodiversity and biomass of zooplankton, fish, sea birds and marine
mammals, while near-shore and off-shore sediments hold rich deposits of precious minerals (particularly
diamonds), as well as oil and gas reserves. The natural beauty of the coastal regions, many of which are
still pristine by global standards, have also enabled the development of significant tourism in some areas.
Pollution from industries and poorly planned and managed coastal developments and near-shore activities
is, however, resulting in a rapid degradation of vulnerable coastal habitats.

2.
The Namib Desert, which forms the landward boundary of the greater part of the BCLME, is one
of the oldest deserts in the world, predating the commencement of persistent upwelling in the Benguela
(12 million years before present) by at least 40 million years. The upwelling system in the form in which
we know it today is about 2 million years old. The principal upwelling centre in the Benguela, which is
situated near Lüderitz in southern Namibia, is the most concentrated and intense found in any upwelling
regime. What also makes the Benguela upwelling system so unique in the global context is that it is
bounded at both northern and southern ends by warm water systems, viz the tropical/equatorial Western
Atlantic and the Indian Ocean's Agulhas Current respectively. Sharp horizontal gradients (fronts) exist at
these boundaries of the upwelling system, but these display substantial variability in time and in space - at
times pulsating in phase and at others not. Interaction between the BCLME and the adjacent ocean
systems occurs over thousands of kilometers. For example, much of the BCLME in particular off
Namibia and Angola is naturally hypoxic - even anoxic - at depth as a consequence of subsurface flow of
low oxygen water masses southward and eastward from the tropical Atlantic. This is compounded by
depletion of oxygen from more localised biological decay processes. There are also teleconnections
between the Benguela and processes in the North Atlantic and Indo-Pacific Oceans (e.g. El Niņo).
Moreover, the southern Benguela lies at a major choke point in the "Global Climate Conveyor Belt"
whereby warm surface waters move from the Pacific via the Indian Ocean into the North Atlantic on time
scales of decades to centuries. It is noteworthy that the South Atlantic is the only ocean in which there is
a net transport of heat towards the equator. As a consequence not only is the Benguela at a critical
location in terms of the global climate system, but it is also potentially extremely vulnerable to any future
climate change or increasing variability in climate.

Anthropogenic Influences

3.
Centuries before the arrival in southern Africa of the first European explorers and settlers,
indigenous coastal peoples sustainably harvested intertidal and near-shore marine life. Commercial
exploitation in the BCLME commenced in the first part of the seventeenth century with the harvesting of
fur seals and was followed by extensive whaling operations in the eighteenth and nineteenth centuries.
Commercial trawling started around 1900 and commercial purse-seine fishing for sardine some 50 years
later. Fisheries expanded rapidly in the 1960s and 1970s during a period when there was heavy
exploitation of resources by foreign fleets - resulting in the severe depletion and collapse of several fish

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stocks including hake, sardine and anchovy. Superimposed on this fishing pressure was the impact of the
inherent natural environmental ecosystem variability and change. Together with the other factors
mentioned in the following paragraphs, this has made the sustainable use and management of BCLME
living resources difficult.

Fragmented Management: A Legacy of the Colonial and Political Past

4.
Following the establishment of European settlements at strategic coastal locations where victuals
and water could be procured to supply fleets trading with the East Indies, the potential wealth of the
African continent became apparent. This resulted in the great rush for territories and the colonisation of
the continent - mostly during the nineteenth century. Boundaries between colonies were hastily
established, often arbitrary and generally with little regard for indigenous inhabitants and natural habitats.
Colonial land boundaries in the Benguela region were established at rivers (Cunene, Orange). Not only
were the languages and cultures of the foreign occupiers different (Portuguese, German, English, Dutch)
but so were the management systems and laws which evolved in the three now independent and
democratic countries of the region - Angola, Namibia and South Africa. Moreover, not only were the
governance frameworks very different, but a further consequence of European influence was the relative
absence of inter-agency (or inter-ministerial) frameworks for management of the marine environment and
its resources and scant regard for sustainability. To this day mining concessions, oil/gas exploration,
fishing rights and coastal development have taken place with little or no proper integration or regard for
other users. For example, exploratory wells have been sunk in established fishing grounds and the well-
heads (which stand proud of the sea bed) subsequently abandoned. Likewise the impact of habitat
alterations due to mining activities and ecosystem alteration (including biodiversity impacts) due to
fishing have not been properly assessed.

Historical Influences

5.
Prior to the United Nations Law Convention on the Law of the Sea (UNCLOS) and the
declaration and the establishment of Exclusive Economic (or Fishing) Zones, there was an explosion of
foreign fleets fishing off Angola, Namibia and South Africa. The result was a severe depletion of the
resources of the BCLME during the 1960s and 1970s - an effective imperialism and colonisation of the
BCLME by mainly First World countries. This period also coincided with liberation struggles in all three
countries, and associated civil wars. In the case of Namibia, over whom the mandate by South Africa was
not internationally recognised, there was an added problem in that prior to independence in 1990, an EEZ
could not be proclaimed. In an attempt to control foreign exploitation of Namibia's fish resources, the
International Council for the South-east Atlantic Fisheries (ICSEAF) was established, but this proved to
be relatively ineffectual at husbanding the fish stocks. In South Africa prior to 1994, environmental issues
and sustainable management were low priorities on the political agenda. Moreover, the legacy of the past
has resulted in a marked gradient in capacity from south to north in the region. Consequences of civil
wars have been the population migration to the coast and localised pressure on marine and coastal
resources (e.g. destruction of coastal forests and mangroves) and severe pollution of some embayments.

Threats to the System

6.
In addition to the above-mentioned issues, the countries have identified a number of threats to,
and issues associated with the management of the BCLME. These include:
· Habitat loss and pollution of the fragile and relatively pristine nature of the coast of the Benguela
region due to uncontrolled tourism development and the ongoing expansion of rural areas;
· Serious degradation of coastal areas adjacent to urban centers in the southern part of the region as a
result of pollution, habitat loss and the unsustainable exploitation of marine and coastal natural
resources;

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· Increasing exploitation of the marine biomass by both artisinal and industrial fishers in the absence of
an agreed long-term regional strategy for the sharing of a sustainable economic yield;
· Increasing problems of human and ecosytem health caused by introduced species, especially of algae
derived from ballast water, and other ship discharges of non-indigenous species;
· Ongoing mineral and petrogenic energy exploration and production both offshore and in coastal
areas, with their attendant pollution and consequent habitat degradation risks;
· An apparent increase in the frequency of marked environmental changes in the ecosystem manifesting
themselves through fluctuations in abundance and distribution of fish, birds, and mammals;
· Significant losses of biomass among higher order species of the ecosystem, most notably sea-birds
(penguins) whales, and seals; and
· An apparent opportunity for important climate change monitoring since the BCLME is both a source
and a sink of carbon dioxide and a known predictor of climatic variations in the region.

II.
Rationale And Objectives (Alternative Course Of Action)

7.
The outputs and activities of this project have been driven by the results of the TDA, (attached as
Annex 5) and the SAP (full text of SAP attached as Annex 6; Summary of the Functions and
Responsibilities of the Interim Benguela Current Commission (IBCC) attached as Annex 7) that were
developed by the countries as part of their work under the PDF-B. The major transboundary issues
confronting the countries as they attempt to sustainably manage the resources of the BCLME are as
follows:

A decline in BCLME commercial fish stocks and non-optimal harvesting of living resources;
Uncertainty regarding ecosystem status and yields in a highly variable environment;
Deterioration in water quality ­ chronic and catastrophic;
Habitat destruction and alteration, including inter alia modifications and seabed and coastal zone and
degradation of coastscapes;
Loss of biotic integrity and threat to biodiversity;
Inadequate capacity to assess ecosystem health; and
Harmful algal blooms

8.
The actions identified in the SAP are far-reaching and involve on-going, funded activities by the
countries, regional organizations, the GEF, other donors, and private industry. These activities are
included and briefly described in the project section dealing with co-finance, associated finance, and
baseline assessments. Successful implementation of the SAP will depend upon well coordinated actions
of the full-range of affected stakeholders, which include, inter alia, governments at all levels, regional
organizations, the private sector, non-government organizations (NGOs), Implementing Agencies (IAs),
donors, and commercial and artisinal fishers. Such a level of global and regional cooperation will entail
substantial transaction costs but the effort and the costs are indispensable to successful project
implementation. A central element of the SAP, the IBCC and the eventual Benguela Current Commission
are further described in the Sustainability Section of this proposal.

Long-term Project Objective

9.
The long-term objective of the project is to undertake the array of priority measures as identified
in the Transboundary Diagnostic Analysis and the Strategic Action Program, in conjunction with the on-
going efforts of the participating countries, donors, regional organizations, industry, NGOs and other
affected interests, to bring about the integrated, sustainable management and protection of the Benguela
Current Large Marine Ecosystem.


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III. Rationale For Gef Financing

10.
The projected outputs, activities, and relationship of those outputs and activities with those of the
countries, regional entities, and other donors are seen as compatible with the three elements of the GEF-
funded International Waters activities to meet the incremental costs of:

a) assisting groups of countries better understand the environmental concerns of their international
waters and work collaboratively to address them;
b) building capacity of existing institutions, or through new institutional arrangements, to utilize a more
comprehensive approach for addressing transboundary water-related environmental concerns; and
c) implementing sustainable measures that address priority transboundary environmental concerns.

IV. Project Outputs/Components And Expected Results

GEF project objectives and activities:

Output 1: Effective intra and inter-project coordination and support through the establishment of
a Program Coordination Unit (PCU) leading to the creation and functioning of the
Interim Benguela Current Commission, and the identification of, and provision of
resources for, Lead Agencies and Inter-ministerial Committees in each of the
participating countries.

Rationale:
11.
There is a continuing need for a core-coordination unit similar to that which facilitated the work
undertaken during the PDF-B. The three countries have expressed their satisfaction with a core
coordination concept and have clearly stated their desire to see this concept continued during the SAP
implementation phase. The PCU would be instrumental in securing the requisite amount of transnational
and cross-institutional collaboration (international and regional organizations and donors) necessary to the
success of the Project. The core-coordination unit is seen to be a transitional management entity that will
be replaced as part of an orderly transition by the Benguela Current Commission (BCC). Recognizing
that negotiations leading to a legal entity such as the BCC will take time, the countries have agreed to the
immediate creation of an Interim Benguela Current Commission (IBCC). The IBCC has clearly defined
roles and responsibilities that are described in the SAP. As the IBCC matures, it will increasingly take a
leadership within the project and, eventually, the core-coordinating unit of the project will become the
core-coordinating unit of the IBCC and, later, the BCC. More precise transition arrangements are spelled
out in the Implementation Arrangements section of this Project Brief.

Output 1.1 Chief Technical Advisor (CTA), requisite technical, administrative and secretarial support,
and requisite public participation and communications expertise recruited and hired;
Output 1.2 The PCU created and organized;
Output 1.3 The Project Steering Committee created and provision made for the conduct of its
meetings;
Output 1.4 Assistance is provided to the participating countries for the creation of country specific
Interministerial Coordinating Committees to continue the identification of country-specific,
project related priority actions in support of SAP implementation.
Output 1.5 In consultation with the respective GEF country focal points, other government officials as
necessary, and the UNDP Country Offices, a Lead Agency is designated for each
participating country and a senior official is named to assume leadership of project
activities and represent the participating country in meetings of the Project Steering
Committee (PSC);

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Output 1.6 Assistance provided to the participating countries for activities related to the creation and
functioning of the Interim Benguela Current Commission and, to secure the provision of
scientific advice, assistance to the Benguela Environment Fisheries Interaction and
Training Program (BENEFIT); and
Output 1.7 Assistance provided to the participating countries for the coordination of communication
with other, related GEF projects in the Canary Current, Guinea Current, Ballast Water and
other GEF or comparable Large Marine Ecosystem projects at the global level.
Participation in IW:LEARN and Train-Sea-Coast to facilitate inter-project sharing of best
practices and lessons learned in LME and related projects.

Output 2.
Creation of the necessary mechanisms for, and steps undertaken to develop real-time
management capability to better sustain and utilize the resources of the BCLME.

Rationale
12.
Work undertaken during TDA development resulted in the conclusion that the sustainable
development and utilization of BCLME resources required the facilitation of the optimal harvesting of
living resources; an assessment of other anthropogenic impacts and natural environmental variability on
these resources and the ecosystem (see Outputs 3 and 4); an assessment of the impacts of mining and
drilling in the waters of the BCLME and policy harmonization among countries for those activities; the
responsible development of mariculture; the protection of vulnerable species and habitats; and an
assessment of non-harvested species and their role in the ecosystem.

13.
The countries have committed themselves to the following more integrated approaches related to
the sustainable management and utilization of resources of the BCLME. They will undertake this
commitment through the activities envisioned in this project, through their participation in the projects
sponsored by other donors, their ongoing national programs, and their commitments undertaken in the
SAP.

Output 2.1 The development of plans, concrete actions and timetables to achieve optimal
sustainable living marine resource utilization.
14. The
causes of the non-optimal use of living marine resources include fishing over-capacity,
inadequate tools to assess the extent of non-optimal, non-sustainable use, the lack of collaborative
assessment and monitoring, inadequate information, inadequate management, inadequate control (e.g
fishing and pollution), lack of collaborative management of shared resources, and international policy on
seal harvesting. The impacts of non-optimal use include, inter alia, high by-catch and undersize catch,
negative impacts on the productivity cycle (due to extraction of higher trophic level species), short and
long-term ecosystem change, resource depletion, human population movements at local and regional
levels, large variations in landings, variation in food supply for birds, seals, etc., conflicts among users
(e.g. artisinal vs. commercial fishers). The risks and uncertainties associated with non-optimal use
include irreversible ecosystem change, changes in biodiversity, habitat destruction, and the collapse of
commercially important stocks. Socio-economic changes include a variable and uncertain job market,
loss of national revenue, lack of food security, erosion of sustainable livelihoods, missed opportunities,
i.e. under-utilization and wastage, and loss of competitive edge in global markets.

15. The
transboundary relevance of increasing knowledge about the abundance, distribution and
ecosystem role of presently non-harvested species comes of an understanding that country boundaries do
not correspond with ecosystem boundaries, that most of the region's important harvested resources are
shared between countries, and that they move across national boundaries at times. Over-harvesting of
species in one country can therefore lead to depletion of that species in another, and in changes to the
ecosystem as a whole. Moreover, many resource management difficulties are common to all of the

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participating countries and thus the shared experience of participation in the project will yield shared
learning experience.

16.
Activities and solutions foreseen include the collection, synthesis and proper use of information to
facilitate reports on biological resources, annual state-of-the-ecosystem reports, and the provision of
advice and recommendations for living marine resource harvesting levels and other matters related to
resource use, particularly fisheries. There will be the creation of the Interim Benguela Commission
whose functions and responsibilities will include, inter alia, the production of annual stock assessments,
annual ecosystem reports, the provision of advice on harvesting resource levels, and other matters related
to resource use, particularly fisheries. A more complete description of the functions and responsibilities
of the Interim Benguela Current Commission can be found in Annex 7. Organizations such as SEAFO,
while also working to address the issue of sustainability in the BCLME, are comprised of member
countries that are not situated directly on the BCLME, and are not legally constituted to accomplish the
tasks that the countries wish to have performed by the IBCC, and later, the BCC. As a result, there is
interest in establishing a separate entity comprised of the three nations that do directly border the resource
and that have specific, regionally based authorities regarding action in the BCLME. The result of
activities undertaken by the participating countries will be measurable reductions in the exploitation of
specifically identified natural resources that are deemed to be over-harvested so that stocks can be rebuilt
to optimal levels and yield benefits to coastal communities and the overall regional economy. Other
results will include improved forecasting, steps to assist in the prevention of irreversible ecosystem
change, and the development of training manuals on management, enforcement, and opportunity creation.

Output
2.2 An assessment of mining and drilling impacts and development of policy
harmonization among participating countries with regard to mining and drilling uses.
17.
The TDA identified the principal causes of real or potential problems associated with mining and
drilling impacts and include the building of pipelines which traverse parts of the BCLME or onshore
pipelines in the proximity of the marine environment, drilling and dredging in the marine environment,
and seismic exploration. The potential impacts of these activities include habitat destruction seabed
modification, coastal soil, beach, intertidal and subtidal profile destruction, conflicts with other resource
users, smothering of benthic fauna and the mortality of pelagic larvae due to sediment plumes. Risks and
uncertainties associated with these activities include cumulative impacts, effects on benthos, biodiversity
change, and cost-benefit questions. The socio-economic consequences potentially include financial and
employment benefits to mining consortia, impacts on miners of exclusion zones and reserves, reduced
artisinal fisheries, effects on coastal tourism, post-mining effects on coastal communities, and effects on
onshore development.

18. The
potential
transboundary consequences involve the uncertainty of the cumulative effects of
the mining and drilling on benthos that is occurring in the participating countries. Although most
impacts appear localized, habitat alteration due to mining can cause migration of fauna and increase the
potential for system wide ecosystem change. In addition certain mining activities conducted close to
national boundaries could quite easily result in a transboundary effect and have negative consequences in
a neighboring EEZ. The transboundary nature of the issue is also engaged by the fact that the oil/gas and
diamond industries in the three countries are now working together to consolidate baseline information,
and this consolidation will be accelerated as a result of the project. Further, there is a need to standardize
regulation among the participating countries as a means of avoiding the adoption of lowest common-
denominator approaches in the name of competition.

19.
Activities and solutions include policy harmonization among the countries, enhanced consultation
between and among sectoral interests, cumulative impact assessments of oil and mining activities in the
BCLME, and a country agreed regional, integrated environmental plan that would include steps to ensure
the effective management of mining impacts and the development of necessary post-mining activities.

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Output 2.3 Country agreement on measures necessary to ensure the responsible development of
mariculture.
20.
The causes of or dangers associated with the development of mariculture include a failure to
develop appropriate policy and legislation in advance of the development of the industry, differential
policy approaches within each country, lack of enforcement, lack of adequate space, and a lack of
information on safe and appropriate practices on the part of the mariculture industry. Potential negative
impacts of mariculture include a threat to biodiversity including genetic stocks, species introductions,
disease, conflict over limited space, competition for markets, and eutrophication. Risks and uncertainties
include environmental variability, market uncertainty, and questions related to economic feasibility. The
socio-economic considerations of mariculture include opportunities for job creation and sustainable
livelihoods, revenue generation, potential tourism loss in heavily utilised areas and the introduction into
the region of a potential growth industry.

21. The
potential
transboundary consequences include the possibility of biological invasions into
adjacent countries by alien species, and threats to regional biodiversity. Cooperative transboundary
activities that promote the responsible development of mariculture will minimize negative environmental
consequences and may help reduce the pressure on traditionally over-harvested resources. Further,
differences in policy among countries could lead to conflict (e.g. as a result of the spread of disease from
one country to another, an alien species invasion of the regional ecosystem from a country point source,
or market conflicts), and differential development of the industry.

22.
Activities and solutions include a socio-economic assessment of mariculture's potential in the
region, feasibility assessments, the formulation of harmonized policy for the region, and the development
of sustainable mariculture training packages aimed at managers, communities, and potential
entrepreneurs.

Output 2.4
Development of measures to achieve protection of vulnerable species and habitats.
23.
The TDA identified the causes of species and habitat loss as including salt production,
population migration to coastal areas, coastal pollution (including that from offshore mining), over-
harvesting of commercial species, by-catch and the competition for space and prey (e.g. seals, birds, and
humans). Impacts associated with these causes include threats to the global biodiversity value of coastal
bird populations, regional ecosystem change, loss of wetlands, loss of fish spawning grounds, reduced
populations of affected species, and increased competition for over-exploited resources. The TDA did not
identify any risks and uncertainties. Potential socio-economic consequences deriving from the current
lack of sufficient attention to vulnerable species and habitats include losses in tourism numbers and
overall revenue as marine mammals, seabirds, turtles and their habitat contribute extensively to the
ecosystem's appeal to tourists and downstream effects of habitat loss on economics of fisheries
operations.

24. Identified
transboundary consequences include the observation that most vulnerable species (e.g
orange roughy), including several endemics (e.g. pelagic gobies), occur throughout the region or migrate
between countries, thus ensuring that national activities and policies are likely to have transboundary
consequences. Past over-exploitation of targeted species has altered the ecosystem as a whole, having an
impact at all levels including top predators and resulting in a reduction of the gene pool. Some species
(e.g. African penguin) are threatened or endangered. Exotic species have been introduced into the
BCLME (e.g. European/Mediterranean black mussel) displacing endemic species and altering the
ecosystem. Some vulnerable habitats occur regionally (e.g. wetlands and lagoons), while others in one
country (e.g. mangroves) are of importance to migratory species which move across national borders.
These considerations make it necessary to harmonize, to the extent possible, national policies to protect
vulnerable habitats and species throughout the ecosystem.

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25.
Activities and solutions would include an assessment of the status of vulnerable species and
habitats strengthening the national level work that has begun in some of the participating countries. The
overall outputs would be a report on the overall status of the ecosystem, the impacts of human activities
on the relationships among non-consumptive resources, together with recommendations for appropriate
national and regional level species and habitat protection approaches.

Output 2.5 Develop an understanding of the relationship between harvested and non-harvested
species and determine the role of non-harvested species in the ecosystem as a means to
improve stock management practices and to assist in the conservation of bio-
diversity;
26.
The role of non-harvested species in the ecosystem is largely unknown ­ except at a quite generic
level. The causes of this absence of necessary, specific information is simply that, with few exceptions
(e.g. some seabirds and marine mammals) assessment of non-harvested species has not been a priority
and thus not conducted. Some non-harvested species are likely to have high biomassas (e.g. lantern fish)
with high potential for harvesting, and with it job creation and the lessening of pressure on currently over-
exploited resources. However, the impacts of harvesting "new species" on food webs and on currently
harvested species are uncertain and thus lead to increased risks and uncertainties. These relate to lack of
information on predator-prey relationships, large, currently unmeasured biomass (e.g. lantern fish and
gobies), market potential, economic viability, unknown impacts of harvesting, and the impact of
pollution. Socio-economic considerations associated with unharvested species include potential to
increase regional food security, job creation, and revenue generation.

27. The
transboundary relevance of increasing knowledge about the abundance, distribution, and
ecosystem role of presently non-harvested species stems from the fact that many of these species are
known to straddle, or thought to straddle geopolitical boundaries. It is quite conceivable that, should one
country commence harvesting of such species in the absence of adequate knowledge and without a proper
understanding of the general biology and distribution dynamics, the result could be a negative impact on
the ecosystem as a whole and on existing user rights of neighboring countries which presently target
higher trophic level species. Sharing of knowledge, and understanding between and among countries with
respect to non-harvested species is thus a responsible management approach within the BCLME and a
key to the responsible, integrated management and future utilization of "new" resources. National
decisions to proceed with the harvest of currently non-harvested species would be best undertaken
through discussions with those nations who share the regional ecosystem. Success in the work of this
output will likely be useful to, and replicable in, other regions of the world where there is a need to
address transnational issues related to the shared use of LMEs.

28. The
activities and solutions associated with this output would include dedicated joint surveys and
assessments of non-harvested species to provide a baseline for integrated ecosystem management and
development of an ecosystem model for such management.

Output 3. Improved understanding of BCLME environmental variability, ecosystem impacts
created by environmental variability, and thus improve predictability as a means of
strengthening the management of fish-stocks;
29.
Work undertaken during the TDA demonstrates that the long-term sustainability of the BCLME
requires a major effort to reduce the significant amount of uncertainty re. environmental variability and its
ecosystem impacts, and thus improve the current level of system predictability. It also resulted in the
understanding that there was a need to strengthen national and regional capacity and training to that end.
The consequences of harmful algal blooms and the need to act on them was also a conclusion of the TDA.
As with Output 2, the countries, through the activities envisioned in this project, through their
participation in the projects sponsored by other donors, their ongoing national programs, and their

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commitments undertaken in the SAP have committed themselves to the following more specific outputs
related to the sustainable management and utilization of resources of the BCLME:

Output 3.1 A reduction in uncertainty and improvement in the predictability of the BCLME as a
means to improve management of regional (LME) resources.

30.
The BCLME is a complex and highly variable system for which there is evidence of system
change and fragmentary but important evidence of increasing instability/variability. Scales of variability
include: large scale sustained events, decadal changes, and high frequency of short-lived events and/or
episodic events. Human impacts on the BCLME (e.g. fishing, pollution, coastal development) are
superimposed on this inherent natural variability, and the combined effects of anthropogenic disturbance
and natural variability have been implicated in ecosystem change and the collapse of harvested resources.
There is also considerable uncertainty regarding ecosystem status and yields. Lack of information about
and understanding of environmental variability and system wide impact hampers sustainable management
of the BCLME resources and results in the non-optimal utilization of these resources.

31.
Causes associated with uncertainty and poor predictability include the complexity of the
processes involved, a poor understanding of these complex processes and cause and effect relationships, a
poor understanding of the role of global driving forces, lack of data and information, inadequate
mathematical models, and a lack of capacity to address these issues. Impacts and ecosystem
consequences of the environmental variability are, inter alia, changes to coastal ecosystems from altered
winds (strength and direction), including changes in coastline, changes in coastline morphology, and
damage to coastal infrastructure, unpredictable variations in zooplankton and fish egg/larval survival,
unpredictable changes in fish growth, unpredictable changes in species abundance, composition,
distribution and availability, regime shifts, croos-boundary fish, seabird and seal movements, change in
flux of CO2, methane and H2S between atmosphere, ocean and sediments, difficulties in managing
resources sustainably, operational difficulties with resource utilization, and assessment of anthropogenic
impacts. Unless this inherent uncertainty is reduced and predictability increased it will be extremely
difficult to more effectively manage such impacts as changes to coastal ecosystems.

32. Risks and uncertainties. A risk to the sustainable use of the BCLME as a consequence of the
inadequate information and understanding of the environmental variability and its ecosystem impacts (i.e.
poor predictability) is that these natural processes, super-imposed on fishing and other forms of human
use of the ecosystem, could result in major ecosystem changes, collapse of key fish stocks, and threats to
biodiversity. The risk associated with attempts to improve predictability of variability and ecosystem
consequences is that the system may be so complex as to make forecasting problematic (for example
separation of anthropogenically-driven long term net change from natural cycles). Potential socio-
economic consequences of poor predictability include uncertain employment (job losses and gains), over
and under-utilization of resources, lack of food security, human population movements, high production
costs, national/regional conflict, reduced capacity to support artisinal fisheries, and unpredictable changes
in government revenue, private income and exports.

33. The
transboundary relevance includes, inter alia, consequences for global climate change
(carbon dioxide and methane flux), and the potential for shifts in regional distribution of biota, loss of
species/biodiversity, altered food webs, and disruption of faunal migrations. They also include
unsustainable management of shared and straddling fish-stocks, altered fish spawning patterns and
population shifts, unpredictable fluctuations and availability of fish-stocks, unpredictable and variable
distribution of fishery benefits, regional economic instability and unemployment, and regional conflicts
among users. More specifically, the Benguela environment is highly variable and the ecosystem is
naturally adapted to that variability. However, sustained large-scale environmental events such as
Benguela Niņos, episodic hypoxia/anoxia, Agulhas intrusions and changes in winds all affect the
ecosystem as a whole, compounding negative effects from fishing. These events and changes generally

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have their origin and cause outside of the BCLME, but are of such a scale that the impacts occur in
BCLME international areas of the three countries, i.e. the changes are transboundary in nature. The poor
ability to predict events and changes limit the capacity to manage effectively system wide. In addition,
the BCLME is believed to play a significant role in global ocean and climate processes and may be an
important site for the early detection of global climate change.

34.
Activities and more specific outputs will include development of regional early warning systems
for major environmental events/change, quantification of the utility/application of the Pilot Research
Moored Array in the Tropical Atlantic (PIRATA), in cooperation with the South African Development
Community (SADC). Other activities and more specific outputs include the production of the information
needed to design monitoring/predictive systems, quantification of carbon dioxide flux, assembling a
record of decadal ecosystem changes, developing a regional environmental analysis/reporting
system/network, expanded knowledge and expertise on global climate change links, the establishment of
regional advisory groups, establishment of a regional environmental network, and the establishment of
links with other GEF LME projects globally.

Output 3.2 Strengthened capacity and the provision of targeted training required to effect
improved management of the shared resources of the BCLME;
35.
There is a lack of capacity, expertise and ability to monitor environmental variability, to assess
the linkages and ecosystem impacts of this variability, and to develop the predictive capability required
for sustainable integrated BCLME management. There is also an unequal distribution of capacity
availability (human and infrastructure) between and among participating countries. The participating
countries, in the endorsed SAP, recognize this issue as being "...a high priority if not the highest priority,
in the region." The causes of this lack of capacity and targeted training include limited amounts of inter-
country exchange of training opportunity, the degradation and downsizing of research institutions,
inadequate training programs, lack of recurrent financing, lack of skills to maintain equipment, lack of
equipment and supplies, lack of personnel, low salaries, lack of integration of ecosystem concerns in
policy formulation, and, associated with much of the above, a regional brain-drain.

36. The
impacts of limited capacity and inadequate training include poor regional decision making
processes, regional inbalances in baseline information, predictive capability, data collection, etc.,
inadequate and (among participating countries) uneven information too determine indicators of future
change, unsatisfactory levels of interaction between and among national and regional level institutions,
and information that is not compatible across agencies and among countries. The risks and uncertainties
associated with the current situation include the question of whether the countries will commit to
supporting over the long term capacity development nationally and regionally, particularly in times of
political and economic uncertainty. Socio-economic consequences include the potential for sub-optimal
use of renewable resources due to lack of information, knowledge and understanding required for
resource management, unequal resource access (among national and regional interests), absence of full
stakeholder participation, creation of conflict between and among users, poorly informed and thus advised
governments at all levels, and low institutional sustainability.

37.
The
transboundary consequences include uncoordinated regional resource management, research
and monitoring programs, inability to effectively harmonize management approaches as the south-north
capacity gradient leads to uneven research and monitoring effort in the system as a whole, and a
continuation of a fragmented, ad-hoc approach to the ecosystem as a whole. Activities of this output will
include an assessment of capacity needs to address transboundary issues, development of training
partnerships with the private sector, the creation of regional multidisciplinary working groups, the
exchange of personnel between countries to gain and transfer expertise and knowledge, and improved
reliance on the Internet to maximize networking. More specific outputs will include a written regional
strategy for capacity development, a written strategy for job creation, the development and application of

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training courses, and a public information and environmental education program (one pilot demonstration
project in each of the participating countries). It is hoped that demonstrating to the national governments
that the benefits to be derived from the development of and suitably trained and remunerated workforce
are greater than the costs associated with that effort.

Activity 3.3 A program to mitigate the negative effects of harmful algal blooms (HABS) and
initiate measures to reduce marine litter.
38.
Harmful algal blooms are a conspicuous feature of upwelling systems. The frequency of
occurrence, spatial extent and duration of harmful algal blooms appear to be increasing in the BCLME.
The harmful effect of these blooms is manifested in two main ways: the production of toxins which cause
mortalities of shellfish, fish and humans; and anoxia in in-shore waters which also can lead to massive
mortalities of marine organisms. The causes of these harmful algal blooms include natural processes, the
introduction of cysts in surface waters, nutrient loading of coastal waters from anthropogenic activities,
the changing state of the BCLME, and the introduction of exotic species. The impacts of harmful algal
blooms include, as already mentioned, mortalities among human consumers of contaminated marine
organisms, mass mortality of marine organisms, disruption of mariculture activities, interference with the
recreational use of the marine environment, and anoxia which may in turn cause massive mortalities
among marine organisms. Risks and uncertainties include a potential increase or decrease in incidence
and intensity of HABs, the role of HABs as a whole, and the contribution of nutrient loading too the
incidence of HABs. Socio-economic consequences include those deriving from human loss of life, loss of
tourism revenue, increased cost of shellfish production, and the loss of shellfish/fish/mariculture markets
and jobs.

39.
Transboundary consequences include the incidence and effects of HABs across all three
countries, and across national boundaries, thus making regional cooperation highly desirable. The
countries, recognizing the need for transboundary action on HABs, have stated in their SAP that they will
create "A regional HAB reporting network ....during 2001 with a view to its implementation in 2002",
and that "Regional contingency plans for assessing the transboundary effects of HABs will be developed
and implemented by December 2002." The SAP also recognizes that work on HABs will be an essential
requirement to develop a plan to bring about regional mariculture policy harmonization. Activities and
more specific outputs will include the development of an HAB reporting system for the BCLME, the
development of regional HAB contingency plans, community projects linked too ministries of health,
improvement in national capacities to monitor HAB toxins/species, a HAB regional network, a regional
contingency plan, development and distribution of public information materials, and development of pro-
active management strategies.

40.
As populations increase, and as fishers, both commercial and artisinal seafarers, and consumers
generally continue to engage in practices that create marine litter, the BCLME will experience increasing
degradation and certain species will be placed at risk. The causes of marine litter include rapid
urbanization and unplanned settlement, with variable and limited or no control by local authorities, over-
taxed formal waste management infrastructure, lack of public awareness of impacts on ecosystems, "lost"
fishing gear and the non-returnable, disposable nature of containers and packaging used in the region.
The impacts of these causes include dangers posed to biodiversity particularly with regard to plastics that
are ingested by organisms causing death. There are also the problems of aesthetic diminution of the
BCLME with likely negative effects on tourism. The risks and uncertainties associated with marine litter
include a lack of information on the exact quantities of these hazardous materials finding their way into
the BCLME, a need to identify areas of waste accumulation through natural processes, the positive job
impacts (job creation in the informal sector) that may be balanced by an incentive not to litter, and the
potential degree of transboundary movement of marine litter.


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41.
Activities to address this issue in this phase of BCLME work are quite modest and intended to
assist the countries in focusing on this issue of growing importance. Outputs will include beginning the
process of regional standardization of national policies, initial efforts to increase the extent of current
regulatory enforcement of current, the development of additional standards and legislation, and a modest
pilot project in Angola for seafarer education.

Output 4 Undertake preliminary steps to maintain BCLME ecosystem health and effectively
manage pollution as a means to safeguard fishery and other resources.
42.
Coastal development and rapid expansion of coastal cities, much of which was either unforeseen
or unplanned, is creating pollution "hotspots" along the coast of the BCLME such as at Luanda Bay,
Walvis Bay and Saldanha Bay. Human populations will likely continue migration to coastal areas that
will exacerbate existing hotspots and create new problem areas. Under these circumstances an
anticipatory approach to minimize future, population related pressure on BCLME resources is necessary
and warranted. Further, aging waste-water treatment infrastructure and inadequate policy, monitoring and
enforcement is aggravating the problem. A substantial volume of oil is being transported in coastal areas
adjacent to, and across waters of the BCLME. This poses a significant and increasing risk to
contamination of large areas of fragile coastal environments damage to straddling fish stocks. In addition,
there is a growing problem of marine litter throughout the BCLME. At this point the transboundary
impacts of these growing and/or potential problems is unknown, but as these and other pollution issues
grow along with coastal populations, undertaking the following, limited, proactive measures will assist in
minimizing future damage to the BCLME from pollution effects.

Output 4.1 Develop measures to help prevent major oil spills as a means, inter alia, of protecting
vulnerable BCLME Ramsar sites.
43.
The questionable sea worthiness of some oil transport vessels and poorly equipped vessels,
present and possible future military conflict, sabotage, human error, etc. are all potential causes of oil
spills. The impact of a major spill would include coastline degradation and mortality of coastal flora and
fauna. Risks and uncertainties would include the recovery period, the adequacy of cost recovery
mechanisms, if any. Socio-economic consequences include opportunity costs (e.g. for tourism, fisheries
and salt production), altered yields, reduced resource quality, and aesthetic impacts.

44. The
transboundary consequences of oil spills come of the necessity to develop a regional oil spill
prevention strategy. Additionally, the countries believe that resource sharing among them for
containment, surveillance, and rehabilitation would make possible a level and quality of response that,
acting singly, they could never hope to achieve. Development of a regional approach is also sensible
given the fact that spills on the open ocean are quite capable of having transboundary impacts. Further,
oil spills also have potentially severe consequences for the three coastal Ramsar sites located in the
BCLME.

45. The
specific output of this activity would be a regional oil-spill prevention strategy building on
existing plans in the three countries, with provision made for the sharing of oil spill related resources, the
sharing of rehabilitation plans. Cooperation with and learning from the experiences of other on-going
GEF projects and other ocean oil and exploration drilling experience at the global level will be
undertaken.

Output 4.2 Develop specific programs and measures to address deteriorating coastal water quality.
46.
Unplanned coastal development, chronic oil pollution, industrial pollution, sewage, air pollution,
the polluting effects of mariculture, lack of ship related pollution policies to deal with waste and oil
recycling, and the growth of coastal communities are all contributing causes of the growing BCLME
pollution problem. The impacts are those related to public health threats, reduced yields, unsafe edible
organisms, changes in species dominance, ecosystem health and resilience, and job losses (e.g.

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mariculture, fish processing) across the region. Risks and uncertainties include few or no baseline data
from which to work, poor or no performance standards and pollution thresholds to be met by polluters,
the question of the extent of the national level commitment to capacity building to engage pollution
issues, and questions concerning cause-effect relationships. Socio-economic consequences include loss of
tourism and its associated revenue, higher health costs, altered yields, reduced resource quality, aesthetic
impacts, lowered quality of life, and loss of employment.

47. The
potential
transboundary consequences of pollution include the transport of pollutants across
boundaries by way of prevailing currents (although the exact extent and effects are not known), migration
of marine organisms as they seek to avoid polluted areas (e.g. Seals and seabirds), and negative impacts
on straddling stocks. The countries recognize the strengths that come of taking a regional approach to the
issue of coastal pollution. Accordingly, the countries have, in their SAP, committed themselves to the
joint development of regional environmental quality indicators, regional proposals for marine pollution
control and surveillance, and regional monitoring/inspection of the coastal zone and regional enforcement
of standards. The countries will be placing the emphasis on prevention rather than more costly, after-the-
fact remediation.

48.
Specific outputs will include development of shared solution for water quality management
through the use of regional workshops. Outputs will also include three demonstration projects on
pollution control and prevention, (development of a regional pollution monitoring framework, training in
marine pollution control, which would be interactive with training activities of the GEF Ballast Water
project, and support for joint surveillance activities. In addition to these project-related outputs, the SAP
includes a participating country commitment to jointly develop water quality criteria for receiving waters
by June 2002.

Output 4.3 Specific measures and approaches to retard or reverse habitat destruction and
alteration.
49.
Several important habitats in the BCLME (e.g. pelagic habitat) have been negatively altered or
lost as a consequence of development and other human impacts. The causes of habitat destruction and
alteration include diamond mining, demersal trawling, variable river sediment input and changing land
use, oil and gas exploration, production, and spills, mariculture, natural sediment transport, built coastal
structures, human settlement and resource use, mangrove and other coastal forest harvesting, and coastal
vehicle tracks. Impacts can be categorized into three areas: coastal progradation and redistribution,
nearshore (i.e. less than 30 m), and shelf-slope (200m). The more specific impacts of habitat alteration or
destruction include increased turbidity (sediment plumes), benthic community destruction, mobilization
of heavy metals, faunal impacts (e.g. reproductive failure), increased frequency of HABs, coastal erosion,
and increased organic loadings and anoxic conditions. Risks and uncertainties include an almost
complete lack of data, absence of a framework for impact monitoring, cumulative local vessel impacts,
climate change effects, and the problem of distinguishing impacts from natural spatial and temporal
conditions. Socio-economic consequences include costly infrastructure rehabilitation and maintenance,
losses in mariculture production, negative impacts on human health via heavy metal contamination, lost
fishery productivity (e.g. rock lobster), and opportunity costs.

50.
The
transboundary consequences include sediment remobilization across national boundaries
(e.g. as a result of diamond mining), migrations of marine fauna due to habitat loss, and possible
transboundary movement of sediment. As with Output 4.3., a modest effort is envisioned to begin a
regional process of engaging this issue. Specific outputs will include a comprehensive status report to
fully document the current status of habitat loss, development of a regional early warning system and
action plan, and an assessment of transboundary causality. Outputs will also include the adaptation and
application of existing, standard environmental criteria, adaptation and application of existing regional
structures to address problems, and adaptation and application of existing expertise in coastal processes.

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Output 5 Recruitment of additional donors and increase in the level of co-finance during project
implementation.
51.
During year one of this SAP implementation project it will be timely to sponsor a donor
conference using the GEF project as leverage for the creation of necessary additional donors and, as
deemed necessary and appropriate by the participating countries, the securing of loans. The UNDP will
partner with the World Bank in these efforts, and the World Bank has agreed to this level of participation.
The African Development Bank (AfDB) will also be encouraged to participate. Activities will include:

Output 5.1 Development and implementation of a plan for continuing donor contact;

Output 5.2 Planning and implementation of 2 donor conferences, one shortly after GEF project approval
and one immediately prior to SAP implementation;

Output 5.3 Development of donor conference reports and preparation of a strategy for ongoing BCLME
finance.

V. Risks and Sustainability

Issues/Actions and Risks/Country Commitment
52.
The long term success of regional scale marine ecosystem management programs, such as the one
proposed here depend, inter alia, on the political willingness of the participating countries to cooperate,
their willingness to continue project programs and approaches after the life of the GEF intervention, and
the extent to which activities successfully engage system users of the resources that are the subject of
intervention.

53.
In relation to political willingness, the level of project risk is seen as low in Namibia and South
Africa and moderate in Angola. Namibia, where fisheries account for ten percent of GDP, has shown a
very high degree of technical and political level commitment to the project, and has indicated its strong
willingness to continue. South Africa has shown a strong level of interministerial involvement in the
PDF-B and, as with Namibia, the level of this strong interministerial commitment is likely to continue in
the future. It might well have been expected that civil strife in Angola would have resulted in an uneven
commitment of that country to this project. This has not been the case. Interministerial involvement on
the part of Angola has characterized its presence at every major meeting of the BCLME, and the fact that
two key Ministers, including the Minister of Petroleum, have signed the SAP is indication that the
Government of Angola, despite the ongoing civil strife, is committed to the full project. There is a
growing realization on the part of the countries that environmental sustainabiltiy is inextricably linked to
food production, tourism, sanitation, population movements, and thus regional stability. They recognize
that their ability to craft an integrated approach to the BCLME is crucial to that realization.

Sustainability

54.
The risk of this GEF-initiated program and activities related to it, ending after the life of the
project are also seen as low. Country completion of the TDA, a jointly undertaken, interministerial
exercise characterized by strong cooperation and openness, led to the creation of the SAP. The SAP itself
is a document containing a level of country commitment, particularly through the self-sustaining
mechanism of the Benguela Current Commission (BCC), that is thorough in its programmatic approach,
clear in its objectives, and specific in relation to the country commitment to sustain important BCLME
initiatives after the life of the GEF intervention. The countries will, singly and jointly, continue
aggressive attempts to solicit additional donor support during the life of the GEF project and beyond
through efforts coordinated by the BCC.

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55.
It is recognized that negotiations necessary to create the permanent Benguela Current
Commission will take some time, perhaps as long as the project itself. Recognizing this, the countries
have pledged themselves to immediately create the Interim Benguela Current Commission (IBCC) which
will have specified functions and responsibilities. The IBCC will be comprised of three representatives
from each of the participating countries. Terms of office shall be for six years, thus actually extending
beyond the life of the GEF intervention. The IBCC will also have non-voting representation from
SEAFO, UNDP, SADC, and the Secretariat. As previously mentioned, other entities such as SEAFO are
comprised of members that do not directly abut the BCLME, and thus the countries are interested in
establishing a separate entity comprised of the three nations that do directly border the resource. The
World Bank shall be represented on the IBCC for the duration of the project. Specialists and
representatives of other stakeholders and regional and international organizations will be invited to join
the IBCC from time to time as appropriate. The IBCC shall be comprised of five Advisory Groups on
fisheries and other living marine resources, environmental variability and ecosystem health, marine
pollution, legal and maritime affairs, and information and data exchange. The more specific functions of
the Advisory Groups are described in the text of the SAP which is attached to this document as Annex 6.

56.
Sustainability will also be enhanced by a progressive transfer of project leadership, overall project
management and output production directly to the country formed IBCC and, later, the BCC. The IBCC
and eventually the BCC will assume the leadership role for the project as it is formed and matures.
Specifically, in year four of the project the leadership be assumed by a CTA chosen by the Project
Steering Committee. In year five overall project management will be absorbed into the IBCC or, should
negotiations for the formation of the BCC be concluded, that institution, which would have legal
standing, would assume project responsibility. The existing PCU would at that time become the
Commission core Secretariat, with additional staff resources being provided by the countries themselves
as deemed necessary by the Commission and the countries.

Financial Sustainability

57.
Financial sustainability is enhanced by the country commitment to sustain the Benguela Current
Commission beyond the life of the GEF intervention, a continuation and building upon the already
substantial level of co-finance for the project (approximately 165% of the GEF contribution), and the
strong country and international donor support for the work of BENEFIT, which will serve as the science
"arm" of the BCLME project. The SAP, signed by seven Ministers of the participating countries, is
explicit in stating that "Member states agree to commit themselves to continuing the BCLME Programme
beyond the GEF intervention, and will endeavour to (a) adopt appropriate legislation, (b) implement
economic instruments and (c) establish a permanent Benguela Current Commission with a supporting
Secretariat. A financial plan that will make provision for future sustainable funding will be prepared,
including a study on the feasibility of establishing an Environmental Fund." The current level of support
available to BENEFIT, and the donor and private sector level of support to the project is secure and
projected to increase. This will be enhanced by the inclusion of Output 5 in this proposal, an Output
expressly targeted to plan and implement donor conferencing to increase the current level of co-finance
available to the project and to secure funding that would transcend the life of the direct GEF involvement.

VI. Stakeholder
Participation

58.
The seed for the BCLME Program was sown at a workshop/seminar held in Swakopmund,
Namibia in mid-1995. This paved the way for the development of a PDF Block B Grant Proposal to GEF,
and its subsequent approval and implementation in 1998. In July 1998 the First Regional BCLME
Workshop, attended by approximately 100 stakeholders and regional and international experts, was held

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in Cape Town, followed by a formal meeting of key stakeholders. The attendance and proceedings of this
workshop are attached to this document as Annex 9.

59.
Stakeholders have and will continue to include the ministries in Angola, Namibia and South
Africa responsible for the environment, marine resources, mines, energy, tourism, science and
technology, transport, ports and harbours, etc.; representatives of relevant industry sectors such as
diamond mining, fishing (including artaisanal fishers), oil and gas (e.g. SONANGOL from Angola);
education and training establishments - universities and technikons; regional and local authorities and
NGOs. The lead stakeholders are: Ministry of Fisheries and Marine Resources, Namibia; Ministries of
Fisheries and Environment, Angola; Department of Environmental Affairs and Tourism, South Africa.

60.
The First Regional Workshop identified the issues and problems/constraints in the BCLME and
possible solutions. As a follow-up, six comprehensive syntheses and assessments of information on the
BCLME (thematic reports) were produced, viz: fisheries, oceanography and environmental variability,
diamond mining, coastal environments, off-shore oil and gas exploration/production, socio-economics.
These reports were reviewed at the Second Regional BCLME Workshop held in Namibia in April 1999,
and used as a basis together with input from the First Workshop and participants for drafting the TDA and
setting the SAP framework. Actions subsequently have led to the finalisation of the TDA, SAP, Project
Brief and of the BCLME Program.

61.
Social assessments included in this project proposal will analyse the costs and benefits of actions,
in particular the policy actions, outlined in the SAP. This is a complex task in view of its nature and
scope, and can only be undertaken effectively after the BCLME Program has been funded and officially
launched. The IBCC and its subsidiary bodies will undertake the social assessments. Several of the key
regional policies, frameworks and agreements will be developed by 2003. The countries as part of their
commitment in the SAP have pledged to establish five Advisory Groups to help form and inform the
process of project implementation. The countries have stated that the "Involvement with relevant NGOs
is encouraged, particularly in the improvement of public participation and awareness in all of the focal
areas they cover." These activities will include Advisory Groups on Fisheries and Other Living Marine
Resources, Environmental Variability and Ecosystem Health, Marine Pollution, Legal and Maritime
Affairs, and Information and Data Exchange. Public Involvement will be enhnaced by the creation of a
Stakeholder Consultative Committee which will meet annually and act as a forum for all affected
Stakeholders. Further provision for public involvement will be made through each of the Outputs of the
project and through those respective budget allocations. Provision of financial resources for public
involvement will also, where appropriate, be built into the project at the Activity level. Public
Involvement resources available for Outputs 2, 3, and 4 will total US $325,000, exclusive of financial
resources that the countries themselves, through their co-finance, will also make available for public
involvement activities.

62.
While benefits from the BCLME will obviously accrue to the three participating countries and
SADC, the principal beneficiary of the BCLME Program will be the regional - and ultimately global -
environment as a consequence of the application of sustainable integrated management of the BCLME
and the universal application of principles and concepts developed here. The achievement of the
sustainable use of the BCLME will benefit the populations in the three participating countries.

VII. Project Implementation, Institutional Framework And National And Regional Institutions

Project Implementation
63.
The United Nations Office of Program Services (UNOPS) will be the Executing Agency for the
project and on behalf of the three participating countries. The Project will have a Project Steering
Committee comprised of the GEF Implementing Agencies, three members from each of the participating

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countries, and a representative of the SADC and of BENEFIT. The Project Chief Technical Advisor will
serve for an initial three-year period, and will be appointed consistent with standard UNDP procedures in
consultation with the participating countries. There will also be a ministerial level, inter-agency and
institutional coordinating committee which would meet annually to ensure that maximum use is made of
the combined resources of the agencies and institutions with associated projects and to minimize
duplication of effort. Participating agencies would include as invitees, among others, the signatories to
the SAP.

64.
The Implementing Agency (UNDP) role will be to contribute its on-the-ground strength and
resulting trust it builds with national governments, directly facilitate workshops and the convening of key
stakeholders consistent with its comparative advantage in capacity building, work to secure national
country-based financial resources to complement project activities, and provide important links to other
UN Agencies. UNDP will also provide administrative support and will be responsible for commitments
such as contracting and disbursement and financial reporting. The World Bank will assist in the task of
securing additional co-finance over the life of the project and will take the lead role in the organization of
the proposed donor conferences.

Programmatic Linkages to Other Agency Programs
65.
The Benguela Current Large Marine Ecosystem Program is closely linked to a number of other
national and regional programs involving Angola, Namibia and South Africa. These include a regional
fisheries science and capacity building initiative, BENEFIT, which is directed mainly towards fisheries
research and training and is being co-ordinated by the Ministry of Fisheries and Marine Resources in
Namibia. BENEFIT will assume a direct responsibility in the execution of a number of program activities
specified in scientific, technological, and training elements of the project and resources will be provided
to BENEFIT for this purpose. BENEFIT is already functioning as an independent scientific entity that
provides on-going scientific advice to the three countries with regard to the BCLME. The project will
strengthen the capacity of BENEFIT to continue and build upon this scientific advisory function.

66.
Another regional organization that will play a part in the project is the South East Atlantic
Fisheries Organisation (SEAFO), a regional organisation currently being formed that will sustainably
manage and conserve the living marine resources of the high-seas convention area in accordance with the
principles of long term sustainability, the application of the best science available, the precautionary
approach, and the protection of biodiversity. This initiative is also being coordinated by the Ministry of
Fisheries and Marine Resources in Namibia and involves Angola, Namibia and South Africa and the UK
(St Helena) as well as a number of other countries including the USA, EU, Russia and Japan. Other
international, regional and national initiatives that link to the BCLME are partnership pelagic fisheries-
environment research projects (ENVIFISH and VIBES) between Angola, Namibia and South Africa and
marine research institutions in the EU (Germany, Norway, France, United Kingdom, Spain and Portugal)
and the European Joint Research Centre in Ispra, Italy and FAO. The BCLME Program will also have
affiliation to international programs such as GLOBEC (Global Ocean Ecosystems Dynamics), SPACC
(Small Pelagic Fish and Climate Change) and GOOS (Global Ocean Observing System). These
organizations will promote contact with a network of international scientists and provide access to
scientific products such as models, training, and new technologies. While all of the participating
countries are not members of the Abidjan Convention, the project will establish a working connection
with a related GEF LME project in the Canary Current and with the Gulf of Guinea Large Marine
Ecosystem, should the GEF choose to support a project in that LME.

67.
SADC (Southern African Development Community) is a regional intergovernmental body
comprising 12 southern African countries including Angola, Namibia and South Africa. It's
responsibilities include the promotion of growth and development , sustainable utilisation of resources
and protection of the environment within the community. The BCLME program has formally been

17

---

ratified as a SADC program at the recent Council of SADC Ministers meeting in Maputo (Mozambique)
and falls under the Fisheries Co-ordination Unit of SADC which is located at the Ministry of Fisheries
and Marine Resources in Namibia. The SADC will be invited to assume a position on the PSC.

68.
Direct and ongoing oversight of project activities will be the responsibility of the PCU, with a
planned transition to the IBCC and, upon ratification of a formal Convention or other legal mechanism,
the BCC. The PCU will be comprised of a Chief Technical Advisor, Public Participation and
Communications Expertise, and requisite administrative and secretarial support. Consultants will be
retained as necessary and priority will be given to the recruitment of national consultants as available.

VII.
Incremental Costs And Project Financing

69.
The overall cost of the project is US$ 38,908,650. GEF financing is in the amount US$
15,458,000. Co-finance from National Governments, private industry, DANCED, BENEFIT, SADC, and
Port Authorities are in the amount US$ 23, 450,650. Approximately 85% of the GEF contribution will be
disbursed within the participating countries. The amount disbursed within each country will be dependent
on a number of factors including competitive bidding for contracts and the availability of qualified
national consultants required for specific project activities. Parity among the participating countries in
relation to distribution of project funds will be in part assured by the fact that each country will have an
Activity Centre. Full details of the cost of the project, including information related to the baseline, are to
be found in Annex 1. Following is a tabular summary of the GEF contribution by Output and Activity.

Component Sub-component



Baseline (B) Alternative
Increment (A-B)
(A)

Gov1 GEF Private
BENEFIT2 DANCED Port
TOTAL
Auth.
I. Project Co- Effective intra and inter- 350,000 2,882,323 232,323
2,300,000


2,532,323
ordination
project co-ordination and
support through the
establishment of a PCU
2.
2.1 Plans, actions and
175,600,000 184,920,158 1,941,000 3,800,000
3,579,158

9,320,158
Management timetables for sustainable
& sustainable resource utilisation.
use of
BCLME
resources

2.2. An assessment of 12,170,000
14,028,000
558,000
600,000
700,000

1,858,000
mining and drilling impacts
and policy harmonisation
2.3
Development
of
5,054,810
5,529,990
155,780 300,000

19,400
475,180
mariculture.

2.4. Protection of
1,320,000
2,355,000
525,000 500,000

10,000
1,035,000
vulnerable species and
habitats

2.5 Assessment of non- 14,517,423
15,879,400
162,800 900,000
299,177

1,361,977
harvested species and their
role in the ecosystem
3. Assess. of 3.1 Reducing uncertainty 87,541,265
102,387,780
9,768,000 3,350,000
1,728,515

14,846,515
environ.
and improving
variability,
predictability
ecosystem
impacts &
improvement
of
predictability

1 Includes contribution of $232,323 from SADC for Project Coordination
2 Includes contributions by: NORAD, DFID, GTZ, ICEIDA, DANCED, IRD, AWB, World
Bank

18

---

3.2. Capacity building and 13,889,000
14,905280
345,600 300,000
370,680

1,016,280
training for improved
shared resource
management

3.3. Harmful algal bloom 3,016,968
3,919,718
380,000 200,000
150,000 10,250 162,500
902,750
mitigation and marine litter
control
4.
4.1 Oil spill prevention and 8,503,000
8,920,737
295,158
50,000

72,579
417,737
Maintenance protection of critical sites
of ecosystem from oil spills
health and
management
of pollution

4.2 Improvement of water 17,119,000
19,523,730
1,222,000 945,000


237,730 2,404,,730
quality

4.3. Prevention or reversal 3,284,700
3,962,800
128,100
450,000
100,000

678,100
of habitat alteration and
destruction.
5. Donor co- 5.1 ­ 5.3 Development of 2,887,500
3,593,500
256,000 300,000
150,000

706,000
ordination and plans for donor support,
fundraising
donor conferences and
reporting.
Total
345,253,666 382,808,416
15,969,761 13,995,000 800,000 150,000
10,250
472,809 35,153,154


IX. Monitoring and Evaluation

70.
Project objectives, outputs and emerging issues will be regularly reviewed and evaluated annually
by the PSC. The project will be subject to the various evaluation and review mechanisms of the UNDP,
including the Project Performance and Evaluation Review (PPER), the Tri-Partite Review (TPR), and an
external Evaluation and Final Report prior to termination of the Project. The project will also participate
in the annual Project Implementation Review (PIR) of the GEF. Particular emphasis will be given to
emerging GEF policy with regard to monitoring and evaluation in the context of GEF IW projects. This
document generally, and more specifically the logframe in this document, will be used to identify relevant
Process Indicators, Stress Reduction Indicators, and Environmental Status Indicators that will serve to
inform the M&E process and be adopted by the participating countries. Indeed, the logframe has been
specifically designed in a way that lends itself to the straightforward identification of Process, Stress
Reduction, and Environmental Status Indicators.

71.
In addition to the monitoring and evaluation described above, monitoring of the project will be
undertaken by a contracted supervision firm, and by a balanced group of experts selected by UNDP. The
extensive experience by UNDP in monitoring large programs will be drawn upon to ensure that the
project activities are carefully documented. There will be two evaluation periods, one at mid-term and
another at the end of the Program.

72.
The mid-point review will focus on relevance, performance (effectiveness, efficiency and
timeliness), issues requiring decisions and actions and initial lessons learned about project design,
implementation and management. The final evaluation will focus on similar issues as the mid-term
evaluation but will also look at early signs of potential impact and sustainability of results, including the
contribution to capacity development and the achievement of global environmental goals.
Recommendations on follow-up activities will also be provided.

73.
Approximately US$100,000 will be allocated for the monitoring and evaluation (M&E) which
will be undertaken by independent experts and UNDP. The evaluation process will be carried out
according to standard procedures and formats in line with GEF requirements. The process will include
the collection and analysis of data on the Program and its various projects including an overall

19

---

assessment, the achievement of clearly defined objectives and performance with verifiable indicators,
annual reviews, and description and analysis of stakeholder participation in the Program design and
implementation. Explanations will be given on how the monitoring and evaluation results will be used to
adjust the implementation of the Program if required and to replicate the results throughout the region.
As far as possible, the M&E process will be measured according to a detailed workplan and a Logical
Framework Analysis approach developed and tabulated in the project document (prodoc).

X.
Lessons Learned and Technical Reviews

74.
The project will be involved from the start in the GEF International Waters Learning, Exchange
and Resource Network Program (IW: LEARN). IW:LEARN is a distance education program whose
purpose is to improve global management of transboundary water systems. It will provide structured
interactive conferencing capability across and within the GEF International Waters Portfolio and will
allow participants in GEF IW projects to share learning related to oceans, coastal zone management and
to other river basins in Africa and in other development regions. For environmental professionals
working on GEF related projects IW:LEARN will greatly expand opportunities for peer to peer,
collaborative research with physically distant colleagues, opportunities to exchange best practices and
training modules among projects, and the delivery of short courses.

20

---

List of Mandatory Annexes
Annex 1A -
Incremental Cost Narrative
Annex 1B -
Full Incremental Cost Matrix
Annex 2 -
Logical Framework Analysis
Annex 3 -
GEF Operational Country Focal Point Endorsement Letters
Annex 4 -
STAP Review
Annex 4A ­
Response to STAP Review

List of Optional Annexes
Annex 5 - Full Transboundary Diagnostic Analysis
Annex 6A - Strategic Action Programme (SAP)
Annex 6B - SAP Country Commitments
Annex 7 - Summary of the Functions and Responsibilities of the Interim Benguela Current Commission
Annex 8 - Thematic Reports Prepared During the PDF-B Project Phase

Annex 9 - BCLME Regional Workshop Reports and Scientific Papers
Annex 10 - Stakeholder Involvement Description and List of Stakeholder Participants


21

---

Annex A: Incremental Cost Narrative

BROAD DEVELOPMENT GOALS
The Benguela Current system, bordering the Atlantic seaboard of Angola, Namibia, and South Africa is
one of the most fertile marine systems on the planet. It is also highly since it is driven by coupling of
fluctuating atmospheric and oceanic circulation. These in turn are subject to regional and global driving
forces and to global change. Without a good understanding of these processes, exploitation of the
fisheries resources of the Benguela Current is an empirical process that carries high risk of over-
exploitation leading to poor sustainability and damage to biological diversity. This indeed occurred in the
18970's and some of the fish stocks have still not recovered thirty years later. Furthermore the Benguela
Current is facing an unprecedented array of other human-caused threats, highlighting the need for rational
regulation of its exploitation and additional measures to protect its fragile coastal ecosystems. The
Benguela system is truly transboundary in nature, including the EEZs of the three coastal countries as
well as a significant region of the high seas. All of the littoral countries are urgently seeking to address
shared environmental problems and to protect and sustain their coastal economies. The major perceived
problems of the BCLME Sea can be summarised as follows:

1) Habitat loss and pollution of coastal regions, partly through expansion of tourism and of populated
rural areas;
2) Serious degradation of areas adjacent to urban centres and use of marine and coastal resources;
3) Increasing industrial and artisinal fisheries;
4) Introduction of exotic species;
5) Habitat degradation from oil and mineral exploitation in coastal zones and on the marine shelf;
6) An apparent increase in variability in the system, manifested in large fluctuations in natural
populations of marine animals and birds;
7) Significant losses in higher order species; and
8) Its connection to global change, especially climate change.

The project seeks to assist the countries to develop and implement a regional approach to these issues and
to reduce the uncertainties currently associated with human exploitation of the system. It will create a
sustainable mechanism for co-operation that will be embodied in an international legal and policy
framework for co-operation in protection and sustainable use of the BCLME environment. An urgent
need for a co-operative framework is evident from the environmental perspective and the need has been
clearly pronounced by the littoral states. The project will enable the countries to improve their capacity to
work together within this new framework and to establish projects that will ensure a more sustainable
future for the coastal zone.

Baseline
The need for protection and management of the BCLME environment and its resources has preoccupied
the BCLME States for some years. However, during the long period of apartheid in South Africa, there
was little co-operation with other African countries on environmental issues or resource exploitation.
Despite this situation, there had been a number of actions at a national level within the three countries and
each developed its own programme of fisheries management and research and of environmental
protection.

With the end of apartheid, a new era in co-operation has begun between the three countries. This has been
accompanied by the realisation that the rational exploitation of fisheries requires an integrated approach
throughout the BCLME. More recently, largely as a consequence of the formulation of the BCLME TDA,
there has been an increasing awareness that other economic activities; mining, maritime transport, urban
development and coastal tourism; each exerts an impact on the coastal and offshore environment that may
be transboundary in its consequences. The commitment to co-operate and seek common solutions has

A-1

---

been underlined in recent high-level political fora, such as the 1998 Cape Town Declaration and the
Council of SADC Ministers at their 1999 Maputo meeting. Without catalytic funding however, these
objectives are unlikely to be met.

The economic importance of marine natural resources to the three coastal countries has led to a significant
investment in sectoral structures for management, monitoring and research. These ongoing programs form
the most important part of the project baseline. The public sector agencies involved include:

South Africa
(1)
Ministry of Environmental Affairs and Tourism
· Directorate: Marine and Coastal Management, South Africa
· Directorate: Marine Pollution, South Africa
· Directorate: Coastal Zone Management, South Africa
(2)
Ministry of Minerals and Energy Affairs

Angola
(1)
Ministry of Fisheries and Environment
· Instituto Investigacao de Pesqueira (IIP)
(2)
Ministry of Petroleum
(3)
Ministry of Minerals and Energy

Namibia
(1)
Ministry of Fisheries and Marine Resources
(2)
Ministry of Environment and Tourism
· Directorate of Resource Management
(3)
Ministry of Mines and Energy
(4)
Ministry of Works, Transport and Communication Maritime Division

In addition, there is work going on in the private sector to try to improve sustainability of harvests (in the
case of fisheries) and mitigate the local impacts of mining and dredging. Those contributing to this
baseline are:

1) South African Fishing Industry
2) Namibian Fishing Industry (Contribution to the Ministry of Fisheries and Marine Resources (Sea
Fisheries Fund)
3) Diamond mining industry (S. Africa and Namibia)
4) Oil and gas industry (Namibia and Angola)

It should be stressed that there is currently no alternative framework to bring each of these sectors
together across boundaries.

Besides these activities the countries are engaged in a number of bilateral donor financed activities which
are directly or indirectly related to the BCLME particularly in support of improved fisheries management.
Some of these activities represent `baselines' in the context of the current project (see Incremental Cost
matrix). Countries contributing relevant bilateral programmes include:

· Norway,
· Germany,
· Denmark,
· Ireland,

A-2

---

· Iceland,
· UK

The European Union also provides some support.

Of particular importance as a single example of cross-border co-operation is the BENEFIT programme
(the Benguela Current Large Marine Ecosystem Programme, see Project Brief). The main emphasis of
this programme is to support rational fisheries development. The programme thus mostly generates
domestic benefits for the three participating countries and little or no emphasis is placed on global and
regional environmental benefits. It is a solid baseline for co-operative research in the region. Note that the
Incremental Costs Table separates the domestic and regional benefits of the BENEFIT programme.

Global Environmental Objective
The global environmental objective of the proposed project is: Environmentally sustainable development
and management of the BCLME environment, including living resources and water quality, so as to
obtain the utmost long-term benefits for the human populations of the region, while protecting human
health, ecological integrity and the region's sustainability for future generations.

· The GEF intervention in the BCLME will be mainly based on the following assumptions:
· That the regional and global benefits of co-operation developed in the project will act as an incentive
for sustaining the work in the future.
· Even if countries were to taken unilateral action, they could not ensure the protection of biological
diversity in the marine and coastal areas of the BCLME.
· High transactions costs have impeded regional co-operation to address environmental externalities;
these include the costs of communications between countries, building the basis of trust, convening
multi-stakeholder fora, learning about current and emergent environmental problems, obtaining
regional consensus on the need to intervene, and formulating regional agreements regarding measures
to protect the transboundary environment.
· Current donors supporting bilateral and multilateral programmes .in the region will be willing and
able to co-operate with the GEF in implementing this project.

The potential global and regional benefits that will accrue if these problems are comprehensively
addressed will likely be substantial, including the protection of fragile coastal biomes and the
maintenance of a diverse marine ecosystem. It will also enable a better understanding of the coupling
between regional variability and global change and enable such change to be incorporated into models for
resource exploitation.

GEF Alternative
This would be accomplished by GEF provision of catalytic support for incremental costs associated with
the creation of robust mechanisms for intersectoral cross border co-operation within a Benguela Current
Commission and for implementing the Strategic Action Programme (SAP) for the BCLME, developed
during the PDF Phase of the Project. The approach would be consistent with the guidance for GEF
Operational Programme Number 8, "Waterbody-based Operational Programme." The goal of this
Operational Programme is to assist countries in making changes in the ways that human activities are
conducted in different sectors so that the particular waterbody and its multi-country drainage basin can
sustainably support the human activities. Projects in this OP focus mainly on seriously threatened
waterbodies and the most imminent transboundary threats to their ecosystems as described in the
Operational Strategy. Consequently, priority is placed on changing sectoral policies and activities
responsible for the most serious root causes needed to solve the top priority transboundary environmental
concerns.

A-3

---

The GEF alternative would support a proposed project to:
1) assist groups of countries to better understand the environmental concerns of their international
waters and work collaboratively to address them;
2) build capacity of existing institutions, or through new institutional arrangements, to utilize a more
comprehensive approach for addressing transboundary water-related environmental concerns; and
3) implement sustainable measures that address priority transboundary environmental concerns.

This would be accomplished through GEF support to key measures that would be unachievable without
the active co-operation of the three countries in the region and of the wider international community. The
way in which these measures build upon the considerable national baseline is outlined in the incremental
cost table (Annex A).The GEF alternative would achieve its global and regional objectives through the
following short-term objectives:

1. Effective intra and inter-project coordination and support through the establishment of a
Program Coordination Unit (PCU) leading to the creation and functioning of the Interim
Benguela Current Commission, and the identification of, and provision of resources for, Lead
Agencies and Inter-ministerial Committees in each of the participating countries.


2. Creation of the necessary mechanisms for, and steps undertaken to develop real-time
management capability to better sustain and utilize the resources of the BCLME.


2.1 The development of plans, concrete actions and timetables to achieve optimal sustainable resource
utilization.
2.2 An assessment of mining and drilling impacts and development of policy
2.3 Country agreement on measures necessary to ensure the responsible development of mariculture.
2.4 Development of measures to achieve protection of vulnerable species and
2.5 Develop an understanding of the relationship between harvested and non-harvested species and
determine the role of non-harvested species as a means to improve stock management practices and
to assist in the conservation of biodiversity;

3. Create improved understanding of environmental variability, ecosystem impacts created by
environmental variability, and thus improve predictability as a means of strengthening the
management of fish-stocks.


3.1
A reduction in uncertainty and improvement in the predictability of the BCLME as a means to
improve management of regional (LME) resources.

3.2
Strengthened capacity and the provision of targeted training required to effect improved
management of the shared resources of the BCLME;
3.3
A program to mitigate the negative effects of harmful algal blooms (HABS) and initiate measures
to reduce marine litter.

Undertake preliminary steps to maintain BCLME ecosystem health and effectively manage pollution as a
means to safeguard fishery resources.

4.1
Develop measures to help prevent major oil spills as a means, inter alia, of protecting vulnerable
BCLME Ramsar sites .
4.2
Develop specific programs and measures to address deteriorating coastal water quality.
4.3
Specific measures and approaches to retard or reverse habitat destruction and alteration.

5.
Support to recruit additional donors and increase the level of co-finance during project
implementation.

A-4

---

The BCLME project represents an interesting case in which the improvement of knowledge of
uncertainties will provide a better basis for the sustainable use of natural resources and the conservation
of biological diversity. It may prove to be an example of a regime that will be profoundly affected by
global change and it is of paramount importance to understand its current status in order to detect
contemporary or future changes. The cost of doing this is clearly incremental to the national efforts
focused on maximising resource yield through conventional precautionary management strategies.

System Boundary (Scope of the intervention)

The project will inevitably result in a large number of downstream impacts and benefits and care has been
taken to include these within the system boundary. This however, becomes somewhat unpredictable with
respect to the high seas element of the BCLME that is beyond the jurisdiction of the coastal countries and
for migratory species that spend part of their life cycle in other regions. In this respect, it is important to
point out that LMEs are open systems without `hard' geographical boundaries. It is reasonable to assume
that almost all of the exploitable resources of the Benguela Current Upwelling area are contained within
the Economic Exclusive Zones of the three coastal countries. There are however, a number of bilateral
agreements with other countries (notably within the European Community and Russia) for exploitation of
resources of the BCLME. These will be indirect beneficiaries of the intervention and are beyond the
system boundary. However, it should also be noted that EU countries are major contributors to the
baseline and are co-financing the project itself.

Incidental Domestic Benefits

Over the long-term, a variety of domestic benefits would accrue through implementation of the proposed
project. The most valuable domestic benefits to be gained from the project are associated with
substantially strengthened institutional and human capacity in integrated coastal zone management,
increased technical knowledge and public awareness of BCLME environmental issues, and improved
national capacities in environmental legislation and enforcement as well as in natural resources
management. Additional domestic benefits in terms of exploitable resources are unlikely to be realized
within the period of the project itself. Bilateral aid programmes focused on domestic improvements in
fisheries management have been included within the baseline in order to clearly distinguish between
actions most likely to result in domestic benefits (baseline bilateral projects) from those that will mainly
result in regional and global ones (the present project).

Summary Incremental Costs :

Baseline:


!The Formula Not In Table
Alternative:


!The Formula Not In Table
Incremental:

!The Formula Not In Table
GEF Financing:
Project
$13,995,000
PDF-B
$344,000
Project Support Costs
$1,119,000
Co-Finance

$23,450,650
Total project Cost

$38,908,650

A-5

---

Annex B Incremental Costs/Complete Matrix

Component Sub-component
Cost
Cost
Domestic Benefits
Global Environmental Benefits
Category
Source ($
million)
I. Project
Effective intra and Baseline
Namibia 250,000
Countries in the region have some
All countries were actively
Co-
inter-project co-
Angola 50,000
form of institutional framework for
involved in the preparation of the
ordination
ordination and
S. Africa
50,000
the protection of their own coastal
Benguela Current TDA and
support through
TOTAL
350,000
and marine environments but these
Strategic Action Programme. The
the establishment
have not developed specific capacity
establishment of interim
of a PCU
to deal with shared problems within
mechanisms for the PDF phase of
the BCLME.
the project included a significant
contribution from the beneficiary
countries.

Alternative

2,882,323
Effective coordination and
Strong regional body and regional
implementation of national activities,
cooperation, enhanced
integration of these environmental
stakeholders coordination and
activities into national policies and
communication at the regional
investment programmes.
level.
Strengthened institutional and human
capacity through training and active
involvement of national experts in the
TDA and SAP preparation.

SADC Sector co-
Increment
232,323


ordinating unit for
fisheries, 1999-2004
GEF 2,300,000
TOTAL 2,532,323
2. Manage-
2.1 Plans, actions
National
126,405,000
Baseline
Bilateral funding is focused on the
Improved national management
Governments
ment and
and

development of a more rational
may generate global benefits for
Fishing Industry
25,273,000
sustainable
timetables for
management of fisheries at a national
biological diversity but these are
(Levies)
use of
sustainable

Bilateral Donor Aid
level. This generates benefits in terms difficult to quantify.
BCLME
resource

of fisheries yield, though integrated

NORAD (Nansen
11,868,500
resources
utilisation.

Programme)
management of the resource is not




ICEIDA 2,912,903
possible without transboundary co-




IRD 350,000.
operation.




BENEFIT Pgm





National
4,922,400





Governments





NORAD (Nansen
3,637,900




Programme)



ICEIDA 212,258

B-1

---

FAO 18,900








TOTAL 175,600,000





Alternative

184,920,158
Well conceived plans for sustainable
Rational management of the

resource utilisation based upon co-
resource will conserve ecosystem
operative studies and forecasting will
integrity, avoiding sudden
lead to more sustainable fish yields for collapses in species through
all three countries.
overfishing (already observed in
the 1970s).


National
1,941,000
Increment


Governments

BENEFIT Pgm
National
1,641,000
Governments
NORAD (Nansen
1,212,633
Programme)
ICEIDA 707,525
FAO 18,900
GEF 3,800,000
TOTAL
9,320,158

2.2. An
National
1,590,000
Baseline
Assessment of local impacts is
Any mitigation of impacts will
Governments
assessment of

mandated by national legislation and
benefit benthic organisms.
Diamond Mining
8,630,000
mining and
should mitigate the effects of this
Industry

drilling impacts
Offshore Oil and Gas
1 950,000
activity as far as possible.
and policy
Ind.
harmonisation
TOTAL 12,170,000


Alternative

14,028,000
Strong self regulatory code of practice
Incorporation of the duty to protect

encourages sustainable development
biological diversity within the
at the national level.
industry code of practice will help to
protect global biodiversity.


National
558,000
Increment


Governments

Diamond Mining
500,000
Industry
Offshore Oil and Gas
200,000
Ind.
GEF 600,000
TOTAL
1,858,000
2.2 Development
National
1,388,096

Baseline
Mariculture is currently poorly
None
Governments

of

developed in the region. Existing

Mariculture Industry
3,500,000

mariculture.

mariculture regulations contain




Bilateral Donor Aid
insufficient safeguards for avoiding

GTZ 138,585
accidental introductions of species

B-2

---

DANCED 27,500



accidental introductions of species.



TOTAL 5,054,810


Alternative
5,529,990
The development of mariculture
Properly conceived mariculture has
provides alternative employment
the potential of replacing
opportunities, makes use of areas
ecosystem functions lost by
damaged by diamond mining and
damaging benthic communities in
improves food security (e.g. in
mining operations. Proper
Angola)
regulations will avoid accidental
introductions of species to the wild.
National
0155,780

Increment


Governments
Bilateral Donor Aid
DANCED 19,400
GEF 300,000
TOTAL
475,180
National
910,000

2.4. Protection of
Baseline
National biodiversity conservation
Urgent need for the comprehensive
Governments
vulnerable species
programmes. Currently, these pay
overview on the state of BCLME
Fishing Industry
150,000
and habitats
little attention to marine and coastal
Biodiversity. No regional strategy
World Bank
250,000
DANCED 10,000
habitats and communities.
for the protection of BCLME
TOTAL 1,320,000
biodiversity exists.

Alternative
2,355,000
Existence of a co-ordinated strategy
Conservation of habitats and
will protect migratory species and
species of global significance.
shared habitats to the benefit of all
Regional network of protected
three countries.
areas as a part of global one.
National
0525,000

Increment


Governments
DANCED 10,000
GEF 500,000
TOTAL
1,035,000
Nat. Governments
10,533,800

2.5 Assessment of Baseline
Existing studies are sporadic and
Previous research has provided
Fishing Industry
2,106,100
non-harvested
non-systematic. The contribution of
valuable insights on the
NORAD 847,750
species and their
occasional outside research studies is
importance of improving
ICEIDA 208,050
role in the
difficult to quantify.
understanding of ecosystem
ecosystem
BENEFIT Pgm
functions from a global and
National
410,200
regional perspective.
Governments
NORAD 259,850
ICEIDA 151,613
TOTAL 14,517,423

B-3

---

Alternative
15,879,400
A better knowledge of marine trophic Current knowledge of marine food
webs will enable the more rational
webs is rather poor. Any efforts to
management of commercial species
conserve marine biodiversity
and improve long-term productivity
(particularly transboundary
and sustainability of the fishing
systems) requires a careful
industry.
assessment of species other than
those harvested commercially.
Nat. Governments
162,800

Increment


BENEFIT Pgm
Nat. Governments
136,755
NORAD 86,616
ICEIDA 75,806
GEF 900,000
TOTAL
1,361,977
3. Assess-
3.1 Reducing
Nat. Governments
63,202,800
Baseline
Even the existing somewhat narrowly Current research is focused on
Fishing Ind. (Levies)
12,636,600
ment of
uncertainty and
focused co-operative research is likely improving management of
environ-
improving
Bilateral Donor Aid
to improve management in the
fisheries rather than pursuing
mental
predictability
NORAD (Nansen
3,391.000
fisheries sector and enhance
global environmental benefits.
Programme)
variability,
sustainability.
GTZ 2,089,362
ecosystem
ICEIDA 832,258
impacts and
IRD 200,000
improve-
ment of pre-
BENEFIT Pgm
Nat. Governments
2,461,200
dictability
NORAD (Nansen
1,039,400
Programme)
GTZ 1,624,000
ICEIDA 60,645
TOTAL 87,541,265

B-4

---

Alternative
102,387,780
Improved knowledge of
Upwelling systems such as the
environmental variability will reduce
BCLME play a key role in global
the risk of collapse of fish stocks and
climate regulation and in
enable better deployment of the
maintaining biological diversity. It
coastal labour force.
is important to understand the
natural variability of the system in
order to elucidate global change
and to avoid excessive exploitation
to the detriment of biodiversity.
Acquiring this knowledge requires
an approach that is beyond the
current capacity of the three
countries but is in the interest of
the global community in its efforts
to protect biological diversity and
mitigate climate change.
Nat. Governments
9,768,000

Increment


BENEFIT Pgm
Nat. Governments
820,500
NORAD (Nansen
346,466
Programme)
GTZ 541,334
ICEIDA 20,215.
GEF 3,350,000
TOTAL
14,846,515
Nat. Governments
2,306,760

3.2. Capacity
Baseline

Present capacity is insufficient to
building and
Bilateral Donor Aid
ensure global and regional benefits.
training for
NORAD 4,212,000
improved shared
GTZ 261,170
resource
ICEIDA 1,664,400
management
BENEFIT Pgm
NORAD
1,640,800
DFID
550,000
GTZ 406,000
DANCED 110,000
IRD 50,000
AWB 450,000
World Bank
110,000
TOTAL 13,889,000

B-5

---

Alternative
14,905280
Strengthened national institutions
Sustainability of BCLME activities
(through provision of equipment,
and global and regional benefits.
training and networking). Easy and
reliable access to electronic means of
communication, data and information
exchange. Stakeholders trained and
taking advantage of BCLME
products.
National
345,600

Increment


Governments
BENEFIT Pgm
NORAD
164,080
DFID
125,000
GTZ 40,600
DANCED 11,000
IRD 5,000
World Bank
25,000
GEF 300,000
TOTAL
1,016,280
National
1,539,615

3.3. Harmful algal
Baseline
Little protection of coastal
none
Governments
bloom mitigation
populations or of distant consumers
Fishing Industry
359,903
and marine litter
from the consequences of HABs. Poor
(levies)
control
Mariculture Industry
170,000
protection of sensitive ecotones from
BENEFIT Pgm
272,450
litter.
DANCED 25,000
Port Authorities
650,000
TOTAL 3,016,968

Alternative

3,919,718
Better policies and standards, leading Improved understanding of the
to lessened risk.
possible coupling of HABs with
phenomena such as global change
and increased nitrogen flux.
National
380,000

Increment


Governments
BENEFIT Pgm
150,000
DANCED 10,250
Port Authorities
162,500
GEF 200,000
TOTAL
902,750
4. Mainten-
4.1 Oil spill
National
2,969,000

Contingency plans are insufficient or
Sensitive habitats (including
Governments
ance of
prevention and

absent
RAMSAR sites) are currently
Port Authorities
2,773,000
ecosystem
protection of


unprotected.
health and
critical sites from

NORAD 1,200,000



B-6

---

management oil spills
DANCED 250,000



of pollution

Oil Industry
1,311,000



TOTAL 8,503,000

Alternative
8,920,737
Contingency plans protect sites of
Protection of habitats for migratory
national interest.
species of regional/global interest.
National
295,158

Increment


Governments
Port Authorities
72,579
GEF 50,000
TOTAL
417,737
4.2
Improvement
National
10,970,000
Baseline
Little attention is currently paid to
The integrity of communities and
Governments
of water quality
water quality issues though human
habitats at sites suffering from water
Port Authorities
2,373,000

settlements tend to coincide with
quality deterioration cannot
NORAD 1,200,000

DANCED 550,000
especially sensitive areas.
currently be protected.
DFID 250,000
Oil Industry
1,822,000
TOTAL 17,119,000


Alternative
19,523,730
Strengthened national capacities for
Regional system of effective marine
effective marine contaminant
contaminant reduction and
reduction and mitigation. Protection
mitigation. Regional quality
of human and non-human
assurance system established.
populations.
Protocol for pollution prevention
designed.


National
1,222,000
Increment


Governments
Port Authorities
237,730
GEF 945,000

2,404,,730

4.3. Prevention or
National
640,500
Baseline
Uncoordinated development of
No Regional approaches
Governments
reversal of habitat
valuable coastal zones. Institutional
developed.
Diamond Mining
863,100
alteration and
capacity to address these issues is
Industry
destruction.
DFID 500,000
weak.
GTZ 261,170
World Bank
250,000
TOTAL 3,284,700


Alternative
3,962,800
Strengthened institutional and
Adoption of common regional
human capacity in each country to
approaches results in reduced
protect coastal zones. Specific
environmental degradation and
national plans for protection.
loss of coastal habitats for
migratory species and global
biodiversity.

B-7

---

National
128,100
Increment


Governments

Diamond Mining
100,000

Industry
GEF 450,000

TOTAL
678,100
5. Donor co-
5.1 ­ 5.3 Develop-
National
1,280,000
Baseline
Insufficient financial support for the
No regional investment strategy
Governments
ordination
ment of plans for
protection and rehabilitation of the
developed.
Fishing Industry
380,000
and
donor support,
BCLME Environment.
Diamond Mining
250,000
fundraising
donor conferences
Industry
and reporting.
Bilateral Aid Donors

DFID
550,000
NORAD 50,000
GTZ 50,000
DANCED 27,500
BENEFIT 250,000
World Bank
50,000
TOTAL 2,887,500

Alternative
3,593,500
Improved national capacities, priority Priority Investment Portfolios
investment projects developed for
prepared and donors identified.
each country.
National
256,000

Increment


Governments
BENEFIT Pgm
150,000
GEF 300,000
Total
706,000

B-8

---

Annex C
Logical Framework (Logframe)

Intervention Logic
Objectively Verifiable Indicators
Sources of Verification
Assumptions and Risks
Long-term Objective



· Implement the
· Through the activities of the
· PCU documents.
· Continued country commitment to a
Strategic Action
project, a cooperatively developed · PSC Meeting agendas and minutes
regional approach.
Program jointly
and approved framework and
· Project committee and workgroup
· Country commitment to implementation
developed by the
coordination mechanism for SAP
meeting agendas and minutes
of the SAP
countries in
implementation. More specifically: · Terms of Reference/Work plans
· Key regional institutions and national
conjunction with the · Improved national and regional
· Establishment of the IBCC
governments working co-operatively.
ongoing efforts of
capacities for the long-term
· Nomination and appointment of high- · Negative changes in economic political
participating
sustainable development of the
level Commissioners to the IBCC
and social conditions may detract from
countries, donors,
resources of the BCLME.
· Minutes and other written documents
country commitment to a regional
regional
· Increased country support for and
relating to the work of the IBCC
approach.
organizations, private
donor interest in and support for the
industry, NGOs and
immediate outputs of the project
others to bring about
and the long term sustainabiltiy of
integrated,
the resources of the BCLME.
sustainable
· Documented, substantial
management of the
stakeholder participation in the
BCLME.
work of the project.



C-1

---

Project Purposes



· Assist groups of
· Regional approaches and
· Completed work plans.
· The participating countries and the yet to
countries to better
mechanisms to address root causes · National and additional donor
be developed IBCC will be consistent in
understand
and system uncertainties developed
commitments to work plan elements.
their strong support for and involvement
environmental
and implemented.
· PCU documents and working group
in the work of the project. The extent of
concerns of shared
· Country participation in and
reports.
country commitment demonstrated in the
international waters
commitment of resources to
· Disbursement records.
formulation of the TDA and SAP would
and collaboratively
required measures.
indicate this continiuing commitment.
address them
· Country participation on
· Continuing civil disturbance in Angola
· Build capacity of
committees and workgroups
makes it difficult for that country to
existing institutions,
associated with project activities..
continue its participation in project
or through newly
· Strong IBCC and country support
execution. Mitigating this concern is the
created institutions to
for the creation and work program
fact that Angola has participated fully and
utilize a more
of the project PCU.
enthusiastically in the project for the past
comprehensive
two years, years characterized by
approach for
substantial civil disturbance within the
addressing
country.
transboundary,
· Countries are willing to commit necessary
water-related
resources to the IBCC and make the
concerns.
commitment to secure agreement on the
· Implement
permanent BCC.
sustainable measures
· GEF funds may not be adequately
that address priority
complemented by country commitments
transboundary
and other donors.
environmental

concerns

C-2

---

Output 1



· Effective intra and

· CTA and other PCU staff
· The PCU will facilitate the work program
inter project
· PCU created
employed/contracts issued/terms of
of the project and assist the countries in
coordination and
· PSC created.
reference defined.
the formulation of and initial work
support.
· Country-specific Interministerial
· PSC meeting agendas and minutes.
program for the IBCC
Committees (IMCs) re-established. · IBCC meeting agendas and minutes. · The PSC will move quickly to hire the
· Country Lead Agencies and senior · Purchase orders/contractual
CTA. Delay in the hire of the CTA will
lead officials designated.
agreements/ and training records
have a cascading effect of delays for the
· IBCC Commissioners nominated
· Documented increased level of
hire of support staff and the formulation
and appointed.
project (regional) and governmental
of work plans.
· Project plan to effectively interact
participation in regional and
· The countries will be willing to quickly
with related, regional GEF IW
international fora.
designate Interministerial Committee
projects. · Increased extent to which explicit
members, senior officials, who have
· Increased country commitment for
regional positions are formed for use
sufficient policy-level standing to
regional level participation in
in various global fora.
enhance prospects for timely
project related global fora.
· Formalized, published progress
implementation of project results, and
· Increased capacity to create
reports on extent of SAP
Commissioners to the IBCC.
national benefits through enhanced
implementation.
· IAs and cross-project country
transboundary management regime. · Formalized arrangements/agreements
representatives will see it in their best
· Specific progress in toward creation
between and among Implementing
interests to participate in inter-project
of the BCC from the initial IBCC.
Agencies/project regions re. Inter-
coordinative and cooperative activities.
· Specific progress in transferring the
project cooperation and collaboration. · Short-term national needs may outweigh
work of the PCU to the IBCC.
· Written records and reports of inter-
increased level of participation in regional
· Specific progress in transferring
project communications, workshops
fora.
elements of the PCU to the
and cross-project field trips.
workings of the IBCC and,
· A report on the documented progress
ultimately, the BCC.
of empowering the IBCC to begin

taking managerial responsibility for
the project.


C-3

---

Output 2



· Effect the sustainable · Issuance of annual state-of-the-
· Agendas and meeting minutes of
· Countries see the long-term benefit
management and
ecosystem reports.
pertinent PCU, PSC, IBCC and
deriving from a regional approach to
utilization of the
· Specific recommendations and
Stakeholder Meetings.
bringing about the sustainable use of
resources of the
agreements on harvesting levels of · Copies of annual state-of-the-
BCLME resources. The risk is that
BCLME.
specific species.
ecosystem reports.
individual countries will give priority to
· Improved forecasting techniques
· Documents detailing country
those uses that accrue to the greatest
with resulting positive
agreement on the sustainable harvest
domestic benefit without taking into
environmental, economic and social
of shared biological resources.
account broader LME interests. Creating
benefits for the participating
· Approved workplan for review of the
and helping build capacity for the IBCC
countries.
functions and authorities of the
and the BENEFIT program are crucial to
· Creation of regional approaches to
LCBC.
mitigating this danger.
mining issues and to activities
· Copies of regionally developed
· A risk is that countries will not be willing
related to oil exploration and
forecasting techniques for the
to make national legislative or regulatory
drilling, including the
BCLME.
changes that are narrowly targeted to one
harmonization of approaches.
· Reports detailing progress made to
portion of the country. This risk can be
· Cooperatively developed socio-
the harmonization of country
mitigated by developing regional
economic assessment of potential
approaches to oil exploration and
approaches that minimize the extent to
for, and feasibility of expanded
drilling.
which existing country-wide legislation
mariculture.
· Written, country-endorsed
needs to be altered.
· Formulation of harmonized
agreements or understandings with

approaches to mariculture.
respect to the future development of
· Formulation of regionally-based
mariculture in the region.
methodologies for the conduct of
· Written country endorsed regional
environmental impact studies.
approaches to post mining activities
· A regional approach to post-mining
in BCLME waters.
activities in the waters of the
· Written agreements on joint
BCLME.
approaches to be taken with regard to
· Measures to achieve protection of
vulnerable species.
vulnerable species.
· Final report describing the extent of
· A completed assessment of non-
non-harvested species and their role
harvested species and their role in
in the ecosystem.
the ecosystem

C-4

---

Output 3



· Assess
· Improved predictability of BCLME · Agendas and meeting minutes of
· The PCU, IBCC, BENEFIT and other
environmental
and decreased levels of uncertainty
pertinent PCU, PSC, IBCC and
regional organizations will have to
variability,
re. Management decisions.
Stakeholder Meetings.
cooperate closely to bring about the
ecosystem impacts, · An overall regional early warning · Country reports on existing, relevant
desired results of this output. To date
and improve
system to help predict extreme
data and information.
cooperation (during activities related to
predictability.
events.
· Data and information synthesis
the PDF-B) have been promising.
· Existence of an overall strategy for
report.
· Sufficient cooperative and efficient
capacity building and targeted
· Written assessment of the relevance
linkages are created between and among
training to enhance regional
of PIRATA to the needs of the
the PCU, the IBCC, agencies of the
capacity.
BCLME and description of how it is
participating countries, related GEF
· Strengthened capacity in targeted
to be applied.
projects, and with other related initiaitives
national and regional institutions. · Records related to the establishment
globally will be necessary to realize this
· Targeted training programs are
and workings of necessary
Output.
developed.
workgroups.
· Development of a HAB reporting · Written document describing the
system at the regional level.
overall strategy for capacity building.
· Specific improvements in the
· Written description of and
capacity to monitor HAB
methodologies and training manuals
toxins/species.
to be included in the training
· Cooperatively developed HAB
component of the project.
contingency plans.
· Copy of the HAB reporting system.

· Copies of HAB contingency plans.
· List of agreed upon, key
environmental indicators.
· Reports describing extent of country
compliance with management plans.


C-5

---

Output 4



· Take preliminary
· Regional contingency pollution
· Agendas and meeting minutes of
· Existing, formal country endorsement of
steps to maintain
plan.
pertinent PCU, PSC, IBCC and
the Strategic Action Program will
BCLME ecosystem · Initial development of regional
Stakeholder Meetings.
translate into country commitment for
health and effectively
protocols and pollution related
· Draft documents related to the
joint action to implement its key
manage pollution.
conventions or agreements.
development of regional protocols
recommendations. As the outputs for this
· Specific provisions for linking to
and/or agreements.
component are modest, and the ministries
other GEF IW projects addressing · Documented written exchanges with
related to this component fully
similar issues.
or field trips taken to other, related
supportive, the prospect for successful
· Specific number of regional
GEF projects.
completion of the activities contemplated
workshops to address pollution
· Written documentation concerning
is high.
issues of regional concern.
the design and execution of the three · The PCU, IBCC and participating
· Three pilot demonstration projects
pilot demonstration projects.
countries and the LCBC will be able to
to address pollution hotspots.
· Copies of draft country agreed,
work together with communities and
· Water quality criteria jointly
regionally based water quality
stakeholders in the pilot demonstration
developed by the participating
criteria.
projects. This is seen as likely given the
countries by 2002.
· Preliminary, written reports of efforts
positive experience of community
· Beginning of a process of regional
to harmonize existing national
involvement during the PDF-B.
standardization of national policies.
policies.
· Perceived benefits of participation may be
· Initial efforts to increase the level · Documents describing the process
insufficient to attract full range of
of current enforcement.
and results of the Angola based pilot
stakeholders.
· A pilot demonstration project in
demonstration project for Seafarers. · Project aims may be seen as inconsistent
Angola for Seafarer education re.
· Written report descriptive of the
or competing with local interests.
responsible pollution prevention.
current extent of habitat loss in the
· A comprehensive report re. current
BCLME.
status of habitat loss in the
· Early drafts of attempts to formulate
BCLME.
regional pollution criteria.
· Development of a regional early
warning system to flag habitat loss.
· Adaptation and application of
existing national environmental
criteria to begin formulation of
regional pollution criteria.


C-6

---

Output 5



· Increased donor
· Development of an overall plan to · Relevant agendas and minutes of the · A key assumption is that suitable levels of
participation
increase donor and country
PCU and the PSC.
cooperation can be established and
throughout the life of
resource commitment to the project · Documented additional contributions
maintained between the UNDP and the
the project and
and the long term sustainability of
to the regional BCLME effort.
WB and that the IBCC and the
increase co-finance.
the BCC.

participating countries will be actively

· Donor conferences planned and
involved in preparation for and
executed.
attendance at the donor conferences. This
· Systematic procedure established to
assumption seems well-grounded in that
use the GEF project to leverage
IA cooperation has already begun
other donors for direct and indirect
between this project and other projects in
support to project activities.
the region under the auspices of both the
· Increased donor support for direct
UNDP and the WB.
and indirect assistance to project

related activities and the longer
term activities of the BCC.


C-7

---

Annex D ­ GEF Focal Point Endorsement Letters

D-1

---

Annex E ­ STAP Review

Review of the Implementation of the Strategic Action Programme Toward Achievement of the
Integrated Management of the Benguela Current Large Marine Ecosystem:

George T Needler, Bedford Institute of Oceanography


1. Overall
Impression

The overall objective of this project is the difficult and ambitious integrated and sustainable management
of the Benguela Current Large Marine Ecosystem. The approach is balanced and rational. The systems
and mechanisms proposed are consistent with those taken in other regions of the global oceans, including
those adjacent to more developed nations. However, it is important to remember the management failures
that have occurred in other regimes, for example the collapse of ground fish stocks in the northwestern
Atlantic even though these systems were at the time thought to be well-managed. The success of this
project depends on the collection of adequate and comparable environmental and ecosystem observations,
their systematic analysis and interpretation and the implementation of management mechanisms, all the
while keeping within the scientific, technical and administrative capabilities of the nations involved.

2. Relevance and Priority

The region of interest is of considerable importance. As noted, it is of importance in the overall mass,
heat, and water budgets of the global ocean and carries the warm waters of the tropical Indian Ocean into
the South Atlantic and northward. As such, a one-time survey, including moorings, was carried out as
part of the World Ocean Circulation Experiment (WOCE) in the early 90s. It is also a region of
considerable upwelling, which remains basically unquantified, as is the case in most such regions
globally. Lastly, it is a region under pressure from fishing, land and sea-based pollution stress and/or
mining activities. For the citizens of the adjacent countries, especially those dependent on the resources
and health of the ocean, effective management of the marine ecosystem is of paramount importance.
Given the apparent commitment of the 3 regional governments and their partners, the project can yield
substantial rewards as long as it remains focussed on realistic goals.

3. Scientific and Technical Soundness of the Project Outputs/Components

Output 1. Effective intra and inter-project coordination and support through the establishment of a
Program Coordination Unit ...

The proposed Program Coordination Unit, multinational bodies and connections to external GEF projects
seem to be both traditional and workable.

Output 2. Creation of the necessary mechanisms for, and steps undertaken to develop, real-time
management capability to better sustain and utilise the resources of the BCLME.

Once again the general approach seems reasonable. The subgoals address living marine resources,
mining and drilling impacts, mariculture, and the protection of vulnerable species and habitats. The
potential success depends on the commitment of the nations and partners to the project and the realisation
that the broader social and economic gaols can only be addressed incrementally. The issues to be
addressed are truly transboundary in nature and can only be faced jointly.


E-1

---

Regarding fisheries management, I am somewhat surprised to see reference to the optimal use of marine
resources. While not an expert in the field, I had thought that in general the concepts of optimal use,
maximum sustainable yield, etc are not now considered the most useful tools for fisheries management
and that recognition of the uncertainties in marine ecosystems had lead to concepts such as the
precautionary principle (whatever the definition might be). In a region such as the Benguela Current,
where natural variability will only be defined after decades of observations, recognition of inherent
uncertainty in the environment and ecosystem is surely necessary.

Output 3. Create improved understanding of BCLME environmental variability, ecosystem impacts
created by environmental variability, and thus improve predictability as a means of strengthening the
management of fish stocks.

First, I would point out that predictability in the marine climate on time scales beyond a few days is
essentially non-existent, with the notable exception of the ENSO system in the tropical Pacific. However,
real-time analyses are a valid management tool and the marine environment does exhibit considerable
persistence (as for the weather, tomorrow has a good chance of being the same as today, but for the
marine environment the persistence is of course longer in most aspects). Prediction of seasonal and
interannual enviromental change and shifts will remain difficult in the foreseeable future.

In terms of specific activities, mention is made of the PIRATA array in the tropical Atlantic. I would
think that extension of this (expensive) technology would be inappropriate. In the tropical oceans the
length scales of the variability are large, especially in the zonal direction. In a region with the relatively
small scale eddy-like variability of the Benguela Current regime any practical array of moorings of the
PIRATA type would be incoherent and most likely ineffective in describing the environmental state.

The question of observations of the marine environment raises something that seems to be missing in this
document, that is the international plans for the global observing systems, the Global Climate Observing
system (GCOS), the Global Ocean Observing System (GOOS) and the Global Terrestrial Observing
System (GTOS). Regarding the ocean climate GCOS and GOOS have an identical component which is
currently being refined by their common expert panel, the Ocean Observations Panel for Climate
(OOPC). A major initiative of the OOPC is the Global Ocean Data Assimilation Experiment (GODAE)
which is scheduled to take place in the 2003-2005 period. The intention is to distribute roughly 3000
profiling floats globally during this period. If fully implemented the profiling float array will provide a
profile of temperature and salinity on a 250 km scale every 10 days. Assimilation of the float data with
that from precision satellite altimetry and surface forcing into high resolution ocean models has the
potential of describing the oceanic state to scales of a few tens of kilometres. Whether funding for
GODAE will allow full global coverage is, I believe, unclear. If funding for a few profiling floats were to
become available in the Benguela Current region, and the adjacent South Atlantic Ocean it might
influence the regions for which analyses will be readily available. It should be noted that profiling floats
in general drift with the deep current field and thus move from one region of the ocean to another,
including into the regions of the EEZs. The last IOC Assembly passed a resolution aimed at ensuring that
coastal nations will be informed when floats approach the EEZs of coastal states and instructed on how to
access the data.

GOOS also is addressing observing systems for Living Marine Resources, the Health Of The Ocean and
the Coastal Ocean. Although these are less developed than those for large-scale ocean climate, generic
plans will be forthcoming shortly and nations will be asked to make commitments to the global systems.
For the coastal oceans the observations required will be, for most purposes, the same as those required for
this project on the BCLME. The power of participation in GOOS and GCOS is that participation obtains
access to the larger data sets. In this case the off-shore conditions may easily be defined by GODAE,and

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its follow-on programs if GODAE is successful. In addition, COP-4 (5?) strongly recommended the GEF
facilitate the participation of Third World Nations in GOOS/GCOS.

The basic point is that the global observing systems GOOS and GCOS have strong overlapping interests
with this project in the Benguela Current region. It should pay to keep connected.
Another aspect of existing large-scale ocean analyses (mostly surface fields) is that many are available on
the web. I am aware that in some parts of coastal Africa the relatively simple technology needed to take
advantage of freely available products has not been in place. It should be an element of this project.

Output 4. Develop measures to maintain BCLME ecosystem health and effectively manage pollution as a
means to safeguard fishery and other resources.

Subgoals address oil spills, coastal water quality, and habitat destruction and alteration. All have a
transboundary aspect and can be addressed given political will with adequate scientific, technical and
financial support.

Output 5. Recruitment of additional donors and increase in the level of co-finance during
implementation.

No Comment.
4.
Project Sustainability

The project brief discusses the political will of the nations involved and expresses the belief that the level
of commitment is high. As indicated elsewhere in this review, the stated objectives are extremely broad
and perhaps optimistic. The project has the promise of great rewards but sustainability depends on setting
achievable medium-term objectives and the acceptance of both unexpected success and failure. Most
western nations have seen both, even with the availability of the best expertise and significant resources.
However, experience is a great teacher.

Concluding generalities.

This project has the potential for considerable socio-economic advantage for the nations involved.
Beyond the need for realistic short-term objectives as stated above there are a large number of critical
details that are not addressed in the existing documents but on which the project depends. One is the
question of data compatibility and exchange. Whereas the accuracy required for observations in the
coastal environment can be met with reasonable ease given good practises, observations in the off-shore
are often more demanding. The advantages of the exchange of data within the broader mechanisms of the
IOC, GOOS and GCOS should not be ignored. Participation gains access and the capability to profit on
the larger scale.

The project clearly depends on the expertise of those participating and this expertise is bound to be varied.
Thus, capacity building must have a strong personal component.

Little detail is provided about the observations required by the project. However, it will not matter which
structures are in place or what is the expertise of those involved in the analyses, if adequate environmental
data is not available as a basis. While physical and biochemical observations are obtainable with the
proper practices, fisheries statistics are well know to be problematical in many regimes. Estimates of fish
stocks based on the reports of fishers have been known to be unreliable for reasons that are relatively
obvious. This is another case where the need for fully committed participation by stakeholders is
required.

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Annex F:
Response to STAP Review
As the STAP review is generally supportive of the Project, only those comments requiring comment will
be addressed.
With regard to Output 3 the Reviewer suggests that use of the PIRATA array in the tropical Atlantic
would be inappropriate. He further states that with the relatively small-scale eddy-like variability of the
Benguela Current regime any practical array of moorings of the PIRATA type would be incoherent and
most likely ineffective in describing the environmental state. While the countries see PIRATA as being a
useful tool, they recognize that its utility will require initial and thorough assessment. The scales that the
project intends to focus upon are in fact the large scales the reviewer implies will be necessary, and any
PIRATA buoy deployed in the BCLME is likely to be quite far north and offshore to assess the coupling
with the equatorial system. No small-scale eddy variability in the Benguela will be attempted, and the
Reviewer's observation that this would be inappropriate is correct. It should be noted however that the
last two Benguela Ninos could have been predicted with lead times of three months if there had been
access to the right information and had there been opportunity to coordinate effort and evaluate available
realtime data. There is also an excellent correlation type forecast between SST offshore of Angola and
summer rainfall in the possession of SADC, and this information will be available to the project. Hence
scientists participating in project preparation have seen some potential usefulness in employing a
PIRATA buoy.
The Reviewer also has stated that the Project should take into account the potential importance of the wok
of the GOOS to the Outputs of the Project. We agree. The Project Brief had already mentioned the
importance of GOOS and, given the Reviewers comments, that language has now been strengthened. The
Project will also develop ongoing coordination with work being undertaken as part of the Global Ocean
Data Assimilation Experiment, or GODAE. We fully agree with the Reviewer that "....the global
observing systems GOOS and GCOS have strong overlapping interests with this project in the Benguela
Current region," and the Project will ensure that work undertaken by the Project will be connected to
efforts of these two important global initiatives and others such as IOC.
In the section of the Reviewers comments titled Concluding Generalities, it is stated that there are a large
number of critical details that are not addressed in the Project Brief. This is true. The Project Document,
as is intended under GEF projects, will serve to more fully define the actual tasks that are to be performed
under each activity, who will be responsible for performance, the costs involved, rough timetable
established, and review mechanisms that will judge implementation performance.


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Annex G Country Actions


Angola Country Action


In terms of the provisions of the BCLME SAP, Angola (together with Namibia and South Africa) has
implemented or will implement the following policy actions:


· Will act to establish the Interim Benguela Current Commission (IBCC) to implement the SAP
and strengthen regional co-operation (that is promotion of sustainable integrated management of
the BCLME), in anticipation of the establishment of a permanent BC Commission within five
years.

· In 1998, during the second year of the PDF-B, Angola jointly founded the Benguela-
Environment-Fisheries-Interaction-Training (BENEFIT) Programme (BENEFIT aims to develop
the enhanced science capacity required for the optimal and sustainable utilization of living
resources of the BCLME). Angola has been, and continues to be, an active supporter of, and
participant in, BENEFIT.

· Has pursued and will continue to pursue a policy of co-financing with industry and donor
agencies to strengthen existing regional mechanisms and ensure necessary capacity building
consistent with project objectives.

· Has begun encouraging the use of clean technologies.

· Is actively promoting the use of economic and policy instruments that foster sustainable
development.

· Will cooperate in the establishment of a regional structure to conduct trans-boundary fish stock
and ecosystem assessments, with joint surveys undertaken co-operatively over a five-year period
starting in 2001, and will undertake co-operative assessments of shared non-exploited species.

· Will participate in the harmonization of the management of shared stocks (where applicable).

· Will participate in the development of a responsible mariculture policy in co-operation with
SADC by December 2002.

· Has committed itself to compliance with the FAO Conduct for Responsible Fishing.

· Is harmonizing policies on protected areas and other conservation measures with policies of other
IBCC States (Angola's marine fisheries are managed in terms of a broad-based Fisheries Act
which was developed with assistance from FAO and promulgated in 1992).

· Will participate in a regional assessment of the most vulnerable species and habitats, to be
completed by December 2001 as part of a developing policy to protect vulnerable species and
biological diversity. Is committed to participation in the development of a regional marine
biological diversity management plan will be developed by December 2003.
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· Will participate in development (by IBCC) by December 2002 of a regional framework for
enhanced consultation to mitigate the negative impacts of ocean mining, collaborate to harmonize
mining policies relating to shared resources, and undertake impact assessment of cumulative
effects of mining on the BCLME.

· Will participate in development of a regional harmful algal bloom (HABs) reporting network
during 2001 with a view to its implementation in 2002. Regional contingency plans for assessing
the transboundary effects of HABs will be developed and implemented by December 2002.

· Will participate in development by 2003 of a cost-effective regional early warning system for
monitoring major environmental events within the BCLME, the establishment of an
environmental baseline, and other actions with a view to improving system predictability
necessary for long-term sustainable management.

· Through the IBCC, will undertake to develop, in co-operation with SADC, a responsible regional
mariculture policy by December 2002.

· Will development by June 2002 of waste water quality criteria for receiving waters for point
source pollution.

· Has, with international assistance, formulated a National Contingency Plan for the Prevention and
Management of Oil Spills. The IBCC will endeavour to harmonize this Plan and contingency
plans in Namibia and South Africa and develop the mechanisms for sharing technology, expertise
and clean-up equipment in the region. A regional policy will be developed by 2003 to minimize
cross-border impacts of oil pollution.

· All hydrocarbon activities in Angola are managed in terms of the Petroleum Law (Decree 13/78)
by SONANGOL (State Oil Company). EIAs are obligatory prerequisites for all drilling activities.
Will participate through its representation on the IBCC to facilitate co-ordinated actions for the
assessment and mitigation of negative impacts on the ecosystem of oil and gas
exploration/production.

· Will, through its participation on the IBCC, develop a common strategy for implementing
MARPOL 73/78 in the BCLME region will be devised by December 2000.

· Will participate in the development of a regional policy on ballast water for the BCLME,
developed in tandem with the existing GEF ballast water management project.

· Will serve as Host Country for The BCLME Activity Centre for Biological Diversity, Ecosystem
Health and Pollution. The Centre will be functional by 2000/2001.
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Namibian Country Actions


In terms of the provisions of the BCLME SAP, Namibia (together with Angola and South Africa) will
implement the following policy actions:

· The establishment Interim Benguela Current Commission (IBCC) to implement the SAP and
strengthen regional co-operation (that is promotion of sustainable integrated management of the
BCLME), in anticipation of the establishment of a permanent BC Commission within five years.

· In 1998, in the second year of PDF-B implementation, Namibia jointly founded the Benguela-
Environment-Fisheries-Interaction-Training Programme (BENEFIT) with Angola and South
Africa . This Programme aims to develop the enhanced science capacity required for the optimal
and sustainable utilization of living resources of the BCLME. Namibia has played a key role in
implementation of BENEFIT and is the host country for the location of the Secretariat and for
regional co-ordination.

· Has and will continue to actively pursue a policy of co-financing with industry and donor
agencies to strengthen existing regional mechanisms and ensure necessary capacity building.

· Has and will continue to encourage the use of clean technologies

· Has and will continue to promote the use of economic and policy instruments that foster
sustainable development.

· Will participate in the establishment of a regional structure to conduct trans-boundary fish stock
and ecosystem assessments, with joint surveys undertaken co-operatively over a five-year period
starting in 2001, and co-operative assessments of shared non-exploited species.

· Will harmonize efforts to manage shared stocks (where applicable).

· Will participate in the development of a responsible mariculture policy in co-operation with
SADC by December 2002.

· The Government of Namibia has committed itself to compliance with the FAO Conduct for
Responsible Fishing.

· Will act to harmonize policies on protected areas and other conservation measures with those of
other IBCC States.

· Will participate in a regional assessment of the most vulnerable species and habitats, to be
completed by December 2001, as part of a developing policy to protect vulnerable species and
biological diversity. A regional marine biological diversity management plan will be developed
by December 2003.

· Development (by IBCC) by December 2002 of a regional framework for enhanced consultation
to mitigate the negative impacts of ocean mining, collaboration to harmonize mining policies
relating to shared resources, and impact assessment of cumulative effects of mining on the
BCLME.
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· Wil participate in development of a regional harmful algal bloom (HABs) reporting during 2001
with a view to its implementation in 2002. Regional contingency plans for assessing the
transboundary effects of HABs will be developed and implemented by December 2002.

· Will assist in the development, by 2003, of a cost-effective regional early warning system for
monitoring major environmental events within the BCLME, the establishment of an
environmental baseline, and other actions with a view to improving system predictability
necessary for long-term sustainable management.

· Through the IBCC, will develop, in co-operation with SADC, a responsible regional mariculture
policy by December 2002.

· Will develop, by June 2002, waste water quality criteria for receiving waters for point source
pollution.

· Namibia has, with international assistance, formulated a National Contingency Plan for the
Prevention and Management of Oil Spills. Namibia will, through its participation in the IBCC, act
to harmonize this Plan and contingency plans in Angola and South Africa and develop the
mechanisms for sharing technology, expertise and clean-up equipment in the region. A regional
policy will be developed by 2003 to minimize cross-border impacts of oil pollution.

· All hydrocarbon activities in Namibia are managed in terms of the Petroleum Act (1992).
Namibia has undertaken to make EIAs obligatory prerequisites for all drilling activities. Namibia
will, through its membership on the IBCC, act to facilitate co-ordinated actions for the assessment
and mitigation of negative impacts on the ecosystem of oil and gas exploration/production.

· Namibia will, through the IBCC, develop a common strategy for implementing MARPOL 73/78
in the BCLME region will be devised by December 2000.

· A regional policy on ballast water for the BCLME will be developed in tandem with the existing
GEF ballast water management project.

· Namibia will serve as the host country for the BCLME Activity Centre for Fisheries and other
Living Marine Resources. Namibia will also be the Lead Country for the project and will host the
project PCU.

In addition to the above, the following policy actions have been undertaken by Namibia that supports the
BCLME Programme and the implementation of the Strategic Action Plan (SAP). Some of these actions
are being developed by virtue of participation in this regional initiative.

· Environmental Management Act (1998)

The Namibian Government has recently promulgated the Environmental Management Act
(Act X of 1998) which prescribes the need for environmental assessments for various
activities including marine mining and mineral extraction, harbour construction and
associated structures, reclaimation of land below high water mark and other industrial
activities related to sewage and waster treatment. A Sustainable Development Commission,
representative of key government ministries, specialists and NGOs is responsible for issuing
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licences which have Environmental Clearance with or without conditions.

· Sea Fisheries Act 29 of 1992

The Sea Fisheries Act 29 of 1992 regulates pollution at sea and controls the disposal of fish and
domestic waste from ships, disturbance of rock lobsters, marine invertebrates and aquatic plants,
and restricts areas of seabed damage.

· South East Atlantic Fisheries Organisation (SEAFO)

The Ministry of Fisheries and Marine Resources has been a key player in the development of the
SEAFO (along with Angola, South Africa and U.K.) which will be tasked with management of the
high seas fisheries in the south east Atlantic. This agreement is expected to be ratified in the year
2000 and will have strong links with BCLME and BENEFIT.

· Coastal and Marine Biodiversity Programme (UN Convention on Biodiversity)

The Government of Namibia has recently ratified the UN Convention of Biodiversity which will
result in the protection of marine biodiversity within the national boundaries of the BCLME. A
Strategic Plan for Coastal and Marine Biodiversity has been produced that will result in a new
legislation to protect national coastal and marine biodiversity by July 2003.

· Marine Protected Areas

The Ministry of Fisheries and Marine Resources has completed an assessment of the needs to
establish a number of marine protected areas along the coast of Namibia and plans to introduce
legislation to effect this policy by December 2001. This is part of its efforts to bring licy and
legislation in line with the Convention of Biodiversity of which the Namibian Government is a
signatory.

· Mariculture Development

The Ministry of Fisheries and Marine Resources has recently drafted legislation which establishes
criteria for issuing of mariculture licencing, addresses environmental impacts of mariculture
developments and mitigation and regulation regarding the introduction of alien species.
Legislation is expected to be enacted by June 2001.

· National Oil Spill Contingency Plan

The Maritime Affairs Division of the Ministry of Works, Transport and Communications is
currently formulating a National Contingency Plan for oil spills which is expected to be
completed by June 2001

· Contingency Plan of Harmful Algal Blooms

The Namibian Ministry of Fisheries and Marine Resources is formulating a National Contingency
Plan to address Harmful Algal Blooms in the BCLME off Namibia which is expected to be
implemented by December 2001.


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· MARPOL 73/78. The Government of Namibia is considering joining the MARPOL 73/78
Convention. It is expected that an agreement will be reached by December 2000 and that ratification
will be completed by June 2001. This will be beneficial for Namibia in meeting her commitments to
protection of the marine environment within the BCLME.

· Namibian Port Authority Act2 or 1994. This Act gives the Port Authorities in Namibia the
responsibility to protect the marine environment in harbour areas from oil pollution, toxic waste and
disposal of waste/litter.

· Maritime Notice No. 4 (1994). This Notice provides rules and procedures for the collection of
garbage from vessels so as to prevent disposal at sea.






































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South African Country Actions

In terms of the provisions of the BCLME SAP, South Africa (together with Namibia and Angola) will
implement the following policy actions:

· Has accepted responsibility to share in the creation of the Interim Benguela Current Commission
(IBCC) to implement the SAP and strengthen regional co-operation (that is promotion of
sustainable integrated management of the BCLME), in anticipation of the establishment of a
permanent BC Commission within five years.

· In 1998, during the second year of PDF-B implementation, South Africa jointly founded the
Benguela-Environment-Fisheries-Interaction-Training Programme (BENEFIT) which aims to
develop the enhanced science capacity required for the optimal and sustainable utilization of
living resources of the BCLME). South Africa has been, and will continue to be, an active
supporter of, and participant in, BENEFIT.

· Has actively pursued, and will continue to pursue, a policy of co-financing with industry and
donor agencies to strengthen existing regional mechanisms and ensure necessary capacity
building.

· Has encouraged, and will continue to encourage, the use of clean technologies.

· Has promoted and will continue to promote the use of economic and policy instruments that
foster sustainable development.

· Will participate in the establishment of a regional structure to conduct trans-boundary fish stock
and ecosystem assessments, with joint surveys undertaken co-operatively over a five-year period
starting in 2001, and will undertake co-operative assessments of shared non-exploited species.

· Will act to harmonize, wit its project partners, the management of shared stocks (where
applicable).

· Will act to cooperatively develop a responsible mariculture policy in co-operation with SADC by
December 2002.

· Has committed itself to compliance with the FAO Conduct for Responsible Fishing.

· Has agreed to play its part in the harmonization of policies on protected areas and other
conservation measures with policies of other IBCC States .

· Will participate in a collaborative regional assessment of the most vulnerable species and
habitats, to be completed by December 2001, as part of a developing policy to protect vulnerable
species and biological diversity. South Africa will fully participate in the deevlopment of a
regional marine biological diversity management plan to be completed by December 2003.

· Work within the IBCC to develop, by December 2002, a regional framework for enhanced
consultation to mitigate the negative impacts of ocean mining, collaboration to harmonize mining
policies relating to shared resources, and impact assessment of cumulative effects of mining on
the BCLME.

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· Work to incorporate South African into a regional harmful algal bloom (HABs) reporting to be
developed during 2001 with a view to its implementation in 2002. Will participate in the
development of regional contingency plans for assessing the transboundary effects of HABs, to
be implemented by December 2002.

· Develop by 2003 a cost-effective regional early warning system for monitoring major
environmental events within the BCLME, the establishment of an environmental baseline, and
other actions with a view to improving system predictability necessary for long-term sustainable
management.

· Through the IBCC, will participate in efforts to develop, in co-operation with SADC, a
responsible regional mariculture policy by December 2002.

· Develop by June 2002 waste water quality criteria for receiving waters for point source pollution.

· South Africa has in place a National Contingency Plan for the Prevention and Management of Oil
Spills. South Africa will work through the IBCC to harmonize this Plan and contingency plans in
Namibia and Angola and develop the mechanisms for sharing technology, expertise and clean-up
equipment in the region. South Africa will be part of a regional policy, to be developed by 2003,
to minimize cross-border impacts of oil pollution.

· South Africa has acted to make EIAs an obligatory prerequisite for all drilling activities. South
Africa commits to work within the IBCC to facilitate co-ordinated actions for the assessment and
mitigation of negative impacts on the ecosystem of oil and gas exploration/production.

· Through IBCC, South Africa commits to its participation in a common strategy for implementing
MARPOL 73/78 in the BCLME region will be devised by December 2000.

· Soth Africa has committed to participation in the global GEF ballast water management project.

· South Africa has agreed to be the Host Country fo The BCLME Activity Centre for
Environmental Variability and Improved Predictability. It is expected that the Centre will be
operational by 2000/2001.

In addition to the above, the following policy actions have been undertaken by South Africa which in
effect supports the BCLME Programme and the implementation of the Strategic Action Plan (SAP).

· Marine Living Resources Act

This Act, the South African government's major statement on policy related to the
conservation and orderly utilization of marine living resources, was promulgated in
September 1998. The regulations associated with it and aspects of the Act itself are
undergoing review in light of experiences and findings that flow from implementation and
research activities and as a result of regional programmes such as the BCLME and BENEFIT.



· Coastal Policy

South Africa is undertaking a total review of its policy on coastal utilization and
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development. The process, currently in the White Paper phase and targeted for finalization
during the year 2000, is subject to ongoing interaction with all stakeholders, which means
that outputs from the BCLME process will be able to feed into the process in a meaningful
manner prior to promulgation.

· South East Atlantic Fisheries Organisation

SEAFO was evolved as a combined initiative of the three southern African countries
bordering the SE Atlantic plus the United Kingdom, for its St Helena dependency. Its aim is
to improve management, understanding and control of the straddling living marine resources
beyond the 200 mile EEZs of the three countries. The convention is due for ratification
during the year 2000, so the BCLME programme will be able to make notable input during
the convention's implementation.

· National Environmental Management Act

South Africa's NEMA is being developed as a means of effectively coordinating all policy
relating to the use of its air, terrestrial and marine environments, specifically related to
preserving the quality of life of its people. Scheduled for promulgation in 2001, NEMA offers
the BCLME initiative a real conduit for influencing national policy in an effective manner.

· Convention of Biological Diversity

South Africa ratified the CBD in 1996 and a discussion document on the conservation and
sustainable use of South Africa's biological diversity was widely circulated and discussed
prior to incorporation in a draft white paper. Many of the principles of the CBD were
incorporated into the Marine Living Resources Act of 1998 to control marine biodiversity
issues, such as marine protected areas, overfishing, ecosystem effects of fishing and
importation of alien species for aquaria or mariculture. BCLME inputs to the implementation
phase of the CBD are crucial.


















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