Annex 3. Logical Framework

To contribute to the Strategic Partnership’s overall goal of catalyzing the sustainable development of large marine ecosystems of East Asia, the objective of the proposed WB/GEF Partnership Investment Fund for Pollution Reduction in the Large Marine Ecosystems of East Asia is to reduce pollution discharges that have an impact on the seas of East Asia by leveraging investments in pollution reduction through the removal of technical, institutional, and financial barriers. Expected outcomes of the Fund would be increased investment in activities that reduce land-based pollution and the replication of cost-effective pollution reduction technologies and techniques demonstrated by the Fund.

To measure progress in achieving the Fund's targets, quantitative and qualitative indicators would be used. These include, but are not limited to, reduction in the discharge of BOD, P and N, the level of replication of pollution-reducing sub-projects, the degree of awareness of environmental issues (e.g. as measured by the number of visitors to environmental centers, the amount of coverage of environmental issues by the press), and the amount of financing and rate of disbursement secured for replicated environmental projects.

A detailed set of monitoring and evaluation criteria have been prepared for the Fund in the World Bank logical framework format (refer below). It is intended that the use of this format would facilitate the adoption of the relevant criteria by each sub-project, thereby providing a consistent approach to monitoring the outcomes of the Fund. Sub-projects would be encouraged to develop additional criteria where necessary to address any additional local monitoring needs.

Table 1: Indicators at the level of the Fund

Objective of Fund

Outcome Indicators

Use of Outcome Information

To leverage investments in pollution reduction

Increased investment in technological, technical, and institutional mechanisms

Facilitate pollution reduction for all stakeholders

To reduce pollution discharge that has an impact on the seas of East Asia

Key parameters to be finalized with Strategic Partnership; are expected to include BOD, N and P

Evaluate progress towards the Fund’s contribution to Strategic Partnership objectives and country progress in meeting agreements under Strategic Partnership


Intermediate results

Results Indicator

Use of Results Monitoring

Result One

To remove technological, technical, and institutional barriers to pollution reduction

Feasibility and cost-effectiveness of new technology and techniques proven through demonstration

Regulatory reform introduced and planning capacity strengthened

Governance enhanced through institutional strengthening and improved organization

Facilitate pollution reduction for all stakeholders

Result Two

Result Indicator

Use of Result Indicator

To attract financing in a sustainable and cost effective manner (e.g. through revolving funds) for environmental infrastructure in coastal urban areas in East Asia

Increase in sustainable cost-effective financing for environmental infrastructure in coastal urban areas in East Asia

The leveraging capacity and turnover ratio of financial mechanism / revolving fund are increased.

N° of countries / lending institutions that have adopted the revolving fund has increased

Broader access to funding for environmental infrastructure

Result Three

Result Indicator

Use of Result Indicator

Replication / adoption of new pilot technologies, techniques, and institutional mechanisms

Increase in the number of technologies/techniques tested / successfully piloted

Increased number of technologies / techniques replicated throughout East Asian LMEs

Wider accessibility to innovative technology


Result Four

Result Indicator

Use of Result Indicator

Dissemination activities to share best practices and lessons learnt from piloting of new technologies / techniques / institutional mechanisms

Dissemination of information measured through an increase in:

The number of workshops

The number of participants at workshops

The number of information documents on GEF’s International Waters web resource IW:LEARN

The number of times documents at IW:LEARN accessed online

The number of participants at the tri-annual East Asian Congress organized by the Strategic Partnership.

To raise awareness in the region on:

pollution issues

successful innovations

Source: modified from Monitoring the Strategy, SDS-SEA (pemsea.org)

Monitoring and evaluation of the activities and investments carried out under the Fund would also be conducted against the set of indicators embedded in the SDS-SEA, taking into consideration the sub-set of objectives of the SDS-SEA that are also the underlying objectives of the Investment Fund.

Table 2: Indicators at the Local Level

SDS-SEA Objective 10

Outcome Indicators

Use of Outcome Information

Coastal urban population with sewage treatment facilities

Increase in the percentage of coastal urban population with treatment facilities

SDS-SEA Objective 11

Outcome Indicators

Use of Outcome Information

Coastal urban population serviced with waste collection and licensed disposal facilities

Increase in the percentage of population with waste collection service

Source: modified from Monitoring the Strategy, SDS-SEA (pemsea.org)


Annex 4. Sub-project concepts:

§ Ningbo Water and Environment Project

§ Manila Third Sewerage Project

§ Vietnam Coastal Cities Project

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